PROVISE MANAGEMENT GROUP, LLC of CLEARWATER, FL is an SEC-registered investment adviser (CRD 105375). Regulatory assets under management: $2.0B. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Hourly, Fixed, Commissions.
Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities.
Showing 25 of 29 people.
| Name | Role | Location |
|---|---|---|
| Robert Bredt Norwood | SECRETARY | — |
| Yin Yin | ASSISTANT SECRETARY; CONTROLLER | — |
| Vincent Raymond Ferrara | EXECUTIVE CHAIR/MANAGER | — |
| Eric Russell Ebbert | CEO/MANAGER | — |
| Jon Michael Brethauer | PRESIDENT/MANAGER | — |
| Shane D O'Hara | EXECUTIVE VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | — |
| Susan Clementine Washburn | SENIOR FINANCIAL PLANNER | — |
| FERRARA VINCENT RAYMOND | CHAIR/CEO/CHIEF COMPLIANCE OFFICER/MANAGER; CHAIRMAN/CEO/CHIEF COMPLIANCE OFFICER/MANAGER; EXECUTIVE CHAIR/CHIEF COMPLIANCE OFFICER/MANAGER (+6 more) | — |
| PREWETT LUCAS | EXECUTIVE VICE PRESIDENT; EXECUTIVE VICE PRESIDENT/COO; EXECUTIVE VICE PRESIDENT/COO/DIRECTOR | — |
| FYFE BRUCE ELLIOTT | DIRECTOR; EXECUTIVE VICE PRESIDENT; EXECUTIVE VICE PRESIDENT/DIRECTOR | — |
| FLEEGER ALLEN EDWARD | CCO | — |
| ADAMS KIMBERLY LYN | CFO; EXECUTIVE VICE PRESIDENT/CFO/DIRECTOR; SENIOR VICE PRESIDENT/DIRECTOR | — |
| EBBERT ERIC RUSSELL | CEO/MANAGER; COO; EXECUTIVE VICE PRESIDENT/COO/DIRECTOR (+4 more) | — |
| POER JAMES LYNN | VICE PRESIDENT | — |
| NORWOOD ROBERT BREDT | SECRETARY; VICE PRESIDENT, ASSISTANT SECRETARY | — |
| SCHNEIDER BRETT RONALD | DIRECTOR | — |
| LIESER LORI MICHELL | VICE PRESIDENT | — |
| ADAMS-DIPIERO KIMBERLY LYN | EXECUTIVE VICE PRESIDENT/CFO; EXECUTIVE VICE PRESIDENT/CFO/DIRECTOR | — |
| CROY NANCY BOWLER | EXECUTIVE VICE PRESIDENT; SENIOR VICE PRESIDENT | — |
| BRETHAUER JON MICHAEL | EXECUTIVE VICE PRESIDENT; PRESIDENT/MANAGER; VICE PRESIDENT | — |
| TENRET TINA JOAN | VICE PRESIDENT | — |
| DURBIN ANGELA NELSON | SECRETARY/TREASURER | — |
| ZAIDMAN LYDIA R | ASSISTANT SECRETARY | — |
| Britnell Michelle | COO, SECRETARY/TREASURER | — |
| COMMORATO MARIANNE | VICE PRESIDENT, COMPLIANCE | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2018-06-12 | regulatory | SELF-REPORTED TO THE SEC PURSUANT TO THE DIVISION OF ENFORCEMENT'S SHARE CLASS SELECTION DISCLOSURE INITIATIVE. ALLEGATIONS CONCERNED INADEQUATE DISCLOSURE WITH RESPECT TO THE RECEIPT OF 12B-1 FEES, SELECTION OF MUTUAL FUND SHARE CLASSES THAT PAY SUCH FEES, AND ASSOCIATED CONFLICTS OF INTEREST. | Final | — |
| — | regulatory | — | — | — |