FLAHERTY & CRUMRINE INCORPORATED of PASADENA, CA is an SEC-registered investment adviser (CRD 105499). Regulatory assets under management: $4.1B.
Compensation: % of AUM.
Clients served: Pooled vehicles, Investment cos.
| Name | Role | Location |
|---|---|---|
| Ryan Douglas | VICE PRESIDENT | Eden Prairie, MN |
| Robert Eric Chadwick | PRESIDENT & DIRECTOR AND SHAREHOLDER | — |
| Bradford Sydenham Stone | EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER & DIRECTOR AND SHAREHOLDER | — |
| Chad Christopher Conwell | EXECUTIVE VICE PRESIDENT, CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER & DIRECTOR AND SHAREHOLDER | — |
| Donald Frasier Crumrine | SHAREHOLDER | — |
| Robert Thomas Flaherty | SHAREHOLDER | — |
| Robert Michael Ettinger | SHAREHOLDER | — |
| CRUMRINE DONALD FRASIER | CHAIRMAN OF THE BOARD; CHAIRMAN OF THE BOARD & CHIEF COMPLIANCE OFFICER; CHAIRMAN OF THE BOARD & DIRECTOR (+2 more) | — |
| ETTINGER ROBERT MICHAEL | PRESIDENT; PRESIDENT & DIRECTOR; SHAREHOLDER (+1 more) | — |
| CHADWICK ROBERT ERIC | PRESIDENT & DIRECTOR; PRESIDENT & DIRECTOR AND SHAREHOLDER; TRUSTEE (+2 more) | — |
| STONE BRADFORD SYDENHAM | EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER & DIRECTOR; EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER & DIRECTOR AND SHAREHOLDER; VICE PRESIDENT (+1 more) | — |
| LODOLO LAURIE C | SECRETARY; SECRETARY & ASSISTANT COMPLIANCE OFFICER | — |
| CONWELL CHAD CHRISTOPHER | CHIEF LEGAL OFFICER & CHIEF COMPLIANCE OFFICER; CHIEF LEGAL OFFICER & CHIEF COMPLIANCE OFFICER & DIRECTOR; EXECUTIVE VICE PRESIDENT, CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER & DIRECTOR (+2 more) | — |
| CRUMRINE LUCILLE H | TRUSTEE | — |
| ETTINGER JANE Z | TRUSTEE | — |
| FLAHERTY ROBERT THOMAS | DIRECTOR; SHAREHOLDER; TRUSTEE | — |
| CHADWICK BECKY ANN | TRUSTEE | — |
| STIMES PETER CHRISTOPHER | VICE PRESIDENT; VICE PRESIDENT & ASSISTANT COMPLIANCE OFFICER | — |
| STIMES PETER | VICE PRESIDENT | — |
| LODOLO LAURIE CADDELL | SECRETARY & ASSISTANT COMPLIANCE OFFICER | — |
| CRUMRINE LUCILLE HARBOUR | TRUSTEE | — |
| ETTINGER JANE ZIMMERMAN | TRUSTEE | — |
| SETO RICK JONE | VICE PRESIDENT | — |
| CONWELL CHRISTINA L | TRUSTEE | — |
| SETO RICK J | VICE PRESIDENT | — |
| City | State | Employees | Phone |
|---|---|---|---|
| SUMMIT | NJ | 4 | 908-918-0300 |
| SUMMIT | NJ | 4 | 908-918-0300 |