AON INVESTMENTS USA INC. of CHICAGO, IL is an SEC-registered investment adviser (CRD 105596). Regulatory assets under management: $151.0B. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Hourly, Fixed.
Clients served: Pooled vehicles, Pensions, Charities, Investment cos.
Showing 25 of 58 people.
| Name | Role | Location |
|---|---|---|
| David Jonathan Testore | CHIEF OPERATING OFFICER | — |
| Russell Kenneth Ivinjack | GLOBAL CHIEF INVESTMENT OFFICER | — |
| Bryan Richard Ward | HEAD OF U.S. INVESTMENTS | — |
| Matthew Bradley Wallace | CHIEF COMPLIANCE OFFICER | — |
| Ari Noah Jacobs | GLOBAL HEAD OF INVESTMENTS | — |
| Nicole Williams Robertson | HEAD OF INVESTMENT OPERATIONS - NORTH AMERICA | — |
| Beth Marie Halberstadt | HEAD OF SOLUTIONS | — |
| Kevin Michael Zagortz | US CHIEF INVESTMENT OFFICER | — |
| WARD WILLIAM RICHARD | HEAD OF SOLUTIONS AND SALES; HEAD OF U.S. INVESTMENTS; NA HEAD OF SOLUTIONS AND SALES | — |
| SMITH MICHAEL SCOTT | VICE PRESIDENT | — |
| ENNIS RICHARD MENOWN | PRINCIPAL,DIRECTOR | — |
| KNUPP JAMES FREDERICK | DIRECTOR | — |
| CUMMINGS STEPHEN TODD | CEO; GLOBAL HEAD OF AON INVESTMENTS; HEAD OF NORTH AMERICA INVESTMENT CONSULTING (+2 more) | — |
| PATEJUNAS DOUGLAS | PRINCIPAL; PRINCIPAL, DIRECTOR; PRINCIPAL, DIRECTOR, CHIEF COMPLIANCE OFFICER | — |
| PRITZ GREGORY JAMES | CHIEF ADMINISTRATIVE OFFICER; CHIEF OPERATING OFFICER; PRINCIPAL, CHIEF OPERATING OFFICER (+1 more) | — |
| VOSS STEVEN A | HEAD OF INVESTMENTS; NA HEAD OF INVESTMENTS; PARTNER (+3 more) | — |
| VANDOLDER KEVIN JOHN | PRINCIPAL | — |
| IVINJACK RUSSELL KENNETH | GLOBAL CHIEF INVESTMENT OFFICER; PARTNER; PRINCIPAL (+4 more) | — |
| BERNARD SUZANNE MICHELLE | PRINCIPAL; PRINCIPAL, DIRECTOR | — |
| SEBASTIAN MICHAEL D | PRINCIPAL | — |
| BIRNBAUM BRIAN J | PRINCIPAL | — |
| KEIL DAVID JAMES | PRINCIPAL | — |
| BAXI NEERAJ YOGESH | PRINCIPAL | — |
| FORD KRISTINE LYNN | PRINCIPAL | — |
| KELLY PATRICK J | PRINCIPAL; PRINCIPAL, DIRECTOR | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2024-01-25 | regulatory | THE SECURITIES AND EXCHANGE COMMISSION ("SEC") ENTERED AN ORDER INSTITUTING ADMINISTRATIVE AND CEASE-AND-DESIST PROCEEDINGS (THE "ORDER") AGAINST AON INVESTMENTS USA INC. ("AON"). THE ORDER ALLEGED THAT AON: (I) FAILED TO "ADEQUATELY INVESTIGATE" A CLIENT'S CONCERNS ABOUT DISCREPANCIES BETWEEN HISTO… | Final | $1.5M |