SPECTRUM FINANCIAL INC

SPECTRUM FINANCIAL INC of VIRGINIA BEACH, VA is an SEC-registered investment adviser (CRD 105618). Regulatory assets under management: $236.5M.

Registration

Business model

Compensation: % of AUM, Other.

Clients served: High net worth, Other.

Officers, owners & control persons (6)

NameRoleLocation
Ralph John DouderaCEO
Mary K CollinsCHIEF COMPLIANCE OFFICER; PRESIDENT
COLLINS MAURA KATHRYNCHIEF COMPLIANCE OFFICER; COMPLIANCE OFFICER
DOUDERA RALPH JOHNCEO; PRESIDENT
COLLINS MARY KCHIEF COMPLIANCE OFFICER; PRESIDENT
MAUTHE PETER BAXTERPRESIDENT

More on this firm