FINANCIAL SYNERGIES WEALTH ADVISORS, INC. of HOUSTON, TX is an SEC-registered investment adviser (CRD 105643). Regulatory assets under management: $1.8B.
Compensation: % of AUM, Fixed, Performance.
Clients served: Individuals, High net worth, Pooled vehicles.
| Name | Role | Location |
|---|---|---|
| Michael Alan Minter | CHIEF INVESTMENT OFFICER/SHAREHOLDER; PORTFOLIO MANAGER/SHAREHOLDER | — |
| Heath Vernon Hightower | FINANCIAL ADVISOR/SHAREHOLDER | — |
| Bryan David Zschiesche | FINANCIAL ADVISOR/SHAREHOLDER; PRESIDENT | — |
| Barbara Marie Villard Schmoyer | CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER; CHIEF COMPLIANCE OFFICER/DIRECTOR OF OPERATIONS; SHAREHOLDER | — |
| Kevin Arthur Nelson | FINANCIAL ADVISOR/SHAREHOLDER | — |
| William Neil Goodson | FINANCIAL ADVISOR/SHAREHOLDER | — |
| MINTER MICHAEL ALAN | CCO; CHIEF COMPLIANCE OFFICER; PORTFOLIO MANAGER/SHAREHOLDER | — |
| BOOKER MICHAEL FRED | PRESIDENT; PRESIDENT/SHAREHOLDER | — |
| HIGHTOWER HEATH VERNON | FINANCIAL ADVISOR; FINANCIAL ADVISOR/SHAREHOLDER | — |
| ZSCHIESCHE BRYAN DAVID | FINANCIAL ADVISOR; FINANCIAL ADVISOR/SHAREHOLDER | — |
| VILLARD BARBARA MARIE | CHIEF COMPLIANCE OFFICER/DIRECTOR OF OPERATIONS | — |
| Barbara Marie Villard | CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER; SHAREHOLDER | Houston, TX |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2024-09-17 | regulatory | THE SEC FOUND THAT FROM DECEMBER 2019 TO APRIL 2024, FWSA HAD INVESTMENT DISCRETION OVER AT LEAST $100 MILLION OF REPORTABLE 13F SECURITIES AND THEREFORE WAS OBLIGATED TO FILE QUARTERLY FORMS 13F BEGINNING BY AT LEAST 2020. THE FIRM HAS SINCE FILED THESE FORMS. | Final | $225K |
| City | State | Employees | Phone |
|---|---|---|---|
| TYLER | TX | 1 | 903-258-9600 |