WILLIAM HOWARD & CO. FINANCIAL ADVISORS, INC. of MEMPHIS, TN is an SEC-registered investment adviser (CRD 105959). Regulatory assets under management: $342.1M.
Compensation: % of AUM, Hourly, Fixed.
Clients served: Individuals, High net worth, Pooled vehicles.
| Name | Role | Location |
|---|---|---|
| James Michael Cullen | CHIEF COMPLIANCE OFFICER | — |
| William Barker Howard | CEO/PRESIDENT | — |
| Randal Edmond Ellzey | VICE PRESIDENT - SECRETARY/TREASURER | — |
| HOWARD WILLIAM BARKER | CEO/PRESIDENT | — |
| FUGITT ELNORA WALTER | SHAREHOLDER; TREASURER/SECRETARY | — |
| ELLZEY RANDAL EDMOND | VICE PRESIDENT; VICE PRESIDENT - SECRETARY/TREASURER | — |
| OWENS SANDRA MITCHELL | CHIEF COMPLIANCE OFFICER | — |
| HOWARD SONYA ELLZEY | VICE PRESIDENT | — |
| ESTATE ELNORA FUGGITT | DECEASED SHAREHOLDER | — |
| CULLEN JAMES MICHAEL | CHIEF COMPLIANCE OFFICER | — |
| Pack Christopher David | CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| — | regulatory | — | — | — |