James Michael Cullen appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. James Michael Cullen appears on 8 filing roles across Form ADV (8).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| 2025-11-04 | Form ADV | ROOTED WEALTH ADVISORS | CHIEF COMPLIANCE OFFICER | BOURBONNAIS, IL |
| 2025-03-28 | Form ADV | OMC FINANCIAL SERVICES LTD | CHIEF COMPLIANCE OFFICER | DEWITT, NY |
| 2025-02-22 | Form ADV | WILLIAM HOWARD & CO. FINANCIAL ADVISORS, INC. | CHIEF COMPLIANCE OFFICER | MEMPHIS, TN |
| — | Form ADV | CORNERSTONE PLANNING, LLC | CHIEF COMPLIANCE OFFICER | CHARLOTTE, NC |
| 2025-05-30 | Form ADV | SHILANSKI & ASSOCIATES, INC. | CHIEF COMPLIANCE OFFICER | ANCHORAGE, AK |
| 2025-12-18 | Form ADV | EQUITA FINANCIAL NETWORK, INC. | CHIEF COMPLIANCE OFFICER | FORT WASHINGTON, PA |
| 2025-03-12 | Form ADV | BRANDON FINANCIAL PLANNING, INC. | CHIEF COMPLIANCE OFFICER | MEMPHIS, TN |
| — | Form ADV | GREG JENNINGS, LLC | CHIEF COMPLIANCE OFFICER | DEWITT, NY |