TRAIN, BABCOCK ADVISORS LLC of NEW YORK, NY is an SEC-registered investment adviser (CRD 106018). Regulatory assets under management: $434.1M.
| Name | Role | Location |
|---|---|---|
| TRAIN JOHN | MEMBER | — |
| BABCOCK HENRY DENISON | CHAIRMAN; MEMBER; MEMBER, CHIEF EXECUTIVE OFFICER, PRESIDENT | — |
| ROGICKI JOHN HENRY | CHIEF COMPLIANCE OFFICER; CO-MANAGING MEMBER, MANAGING DIRECTOR; MEMBER (+1 more) | — |
| KEENAN BRIAN JOHN | CO-MANAGING MEMBER,; MEMBER,; MEMBER, CHIEF EXECUTIVE OFFICER (+2 more) | — |
| FREEMAN NEAL B | CHAIRMAN, BOARD OF ADVISERS | — |
| DICK ANTHONY | MEMBER, DIRECTOR, INVESTMENT ADVISER REPRESENTATIVE | — |
| RAVIOL PAMELA LEE WHITE | CO-MANAGING MEMBER, DIRECTOR, INVESTMENT ADVISER REPRESENTATIVE; MANAGING MEMBER, DIRECTOR, INVESTMENT ADVISER REPRESENTATIVE; MEMBER, DIRECTOR, INVESTMENT ADVISER REPRESENTATIVE | — |
| COLLINS ISABEL | MEMBER; MEMBER; DIRECTOR; INVESTMENT ADVISER REPRESENTATIVE | — |
| YOUNES MOHAMED SALEH | OWNER; PRESIDENT | — |
| MCGLINN TIMOTHY JOSEPH | MEMBER, SENIOR RESEARCH ANALYST | — |
| SKVARLA JOHN ANDREW | CHIEF FINANCIAL OFFICER | — |
| MONTAGUE DIANE | CHIEF INVESTMENT OFFICER; CIO | — |
| HOFBAUER PETER JOSEPH | CHIEF FINANCIAL OFFICER | — |
| ROGICKI JOHN | MEMBER, MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | — |
| TEVLETIDIS ARTHUR C | CHIEF COMPLIANCE OFFICER; CHIEF OPERATING OFFICER; CHIEF OPERATIONS OFFICER | — |
| Hoffman Geraldine | CHIEF FINANCIAL OFFICER; MANAGING DIRECTOR | — |