| GRAY JR KENNETH BENJAMIN | PRESIDENT; SHAREHOLDER CLASS A | — |
| WALSH STEPHEN LOWRY | SHAREHOLDER CLASS A; VICE PRESIDENT & MANAGING DIRECTOR | — |
| FREELAND MICHAEL WILLIS | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER; VICE PRESIDENT & MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER; VICE PRESIDENT, MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | — |
| KOGAN MATTHEW JASON | VICE PRESIDENT, COO & CFO; VICE PRESIDENT, MANAGING DIRECTOR, COO & CFO | — |
| CHIANG ROGER J | VICE PRESIDENT & MANAGING DIRECTOR | — |
| EMRICH MARY BOYER | VICE PRESIDENT & MANAGING DIRECTOR | — |
| HENDERSON CHRISTOPHER MORGAN | VICE PRESIDENT & MANAGING DIRECTOR | — |
| GUY LAURENT | DIRECTOR & OFFICER; VICE PRESIDENT & MANAGING DIRECTOR | — |
| FREELAND MICHAEL W | VICE PRESIDENT & MANAGING DIRECTOR | — |
| MORTZ PATRICIA ANN | EXECUTIVE VICE PRESIDENT & MANAGING DIRECTOR | — |