F L PUTNAM INVESTMENT MANAGEMENT CO. of LYNNFIELD, MA is an SEC-registered investment adviser (CRD 106223). Regulatory assets under management: $9.7B. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Fixed, Other.
Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities, Other.
Showing 25 of 31 people.
| Name | Role | Location |
|---|---|---|
| Susanne Stauffer | DIRECTOR | — |
| Meredith Lepper | DIRECTOR | — |
| Ellen Flaherty | DIRECTOR, CLERK, SR. VP, COO | — |
| Alan Lee Gosule | DIRECTOR | — |
| Richard Osterberg | DIRECTOR; DIRECTOR, TRUSTEE OF MARGARET WILSON PUTNAM TRUSTS (TAX ID NUMBERS ENDING 901, 902, 903, 907), EXECUTOR ESTATE OF DAVID PUTNAM | — |
| Reed Thomas Manning | PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR | — |
| Michael Scott Timmermans | CHIEF LEGAL OFFICER; CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER | — |
| Keith Stanley Marks | CHIEF COMPLIANCE OFFICER | — |
| KENNEDY STEPHEN WILLIAM | DIRECTOR; DIRECTOR & SENIOR VICE PRESIDENT | — |
| STAUFFER SUSANNE | DIRECTOR; DIRECTOR & SENIOR VICE PRESIDENT; DIRECTOR, TREASURER, SENIOR VICE PRESIDENT & PORTFOLIO MANAGER (+1 more) | — |
| BREED ROBERTSON POPE | SENIOR VICE PRESIDENT & CHIEF OPERATING OFFICER; SENIOR VICE PRESIDENT & PORTFOLIO MANAGER | — |
| FLAHERTY ELLEN | CHIEF COMPLIANCE OFFICER, DIRECTOR, CLERK, SR. VP, COO; DIRECTOR, CLERK, & SR. VICE PRESIDENT FINANCE & OPERATIONS; DIRECTOR, CLERK, SR. VP, COO (+1 more) | — |
| CARBERRY JOHN VINCENT | DIRECTOR & PRESIDENT; PRESIDENT | — |
| MCVEY CHRISTIAN DAVID | SENIOR VICE PRESIDENT MARKETING | — |
| GOSULE ALAN LEE | DIRECTOR | — |
| LEPPER MEREDITH | DIRECTOR | — |
| OSTERBERG RICHARD | DIRECTOR | — |
| PUTNAM JOHN STEPHEN | DIRECTOR | — |
| WILLIAMS CHRISTOPHER YOE | DIRECTOR | — |
| MADDOCK TODD H | VICE PRESIDENT & OPERATIONS MANAGER | — |
| PUTNAM DAVID WARD CHRISTOPHER | CHAIRMAN, BOARD OF DIRECTORS; TREASURER; CLERK; CHAIRMAN OF THE BOARD; DIRECTOR & PRESIDENT | — |
| PUTNAM JR FREDERIC LAWRENCE | DIRECTOR | — |
| HENDERSON MAUREEN ELIZABETH | COMPLIANCE OFFICER | — |
| COHEN ELLEN FLAHERTY | DIRECTOR, CLERK, & SR. VICE PRESIDENT FINANCE & OPERATIONS; DIRECTOR, CLERK, & SR. VICE PRESIDENT OPERATIONS; VICE PRESIDENT FINANCE & ADMINISTRATION | — |
| PUTNAM PATRICIA FLORENCE | STOCKHOLDER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| — | regulatory | — | — | — |