FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP. of NEW YORK, NY is an SEC-registered investment adviser (CRD 106277). Regulatory assets under management: $14.1B. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Performance, Other.
Clients served: High net worth, Pooled vehicles, Charities, Investment cos, Other.
| Name | Role | Location |
|---|---|---|
| John Christopher Donahue | DIRECTOR, CHAIRMAN | Pittsburgh, PA |
| John Basil Fisher | CHAIRMAN; DIRECTOR, PRESIDENT CEO | — |
| Thomas Robert Donahue | DIRECTOR, TREASURER | — |
| Stephen Frank Auth | EVP, CIO-EQUITY | — |
| George Frank Magera | SECRETARY | — |
| Stephen Paul Van Meter | CHIEF COMPLIANCE OFFICER | — |
| Paul Adam Uhlman | DIRECTOR, PRESIDENT, CEO | — |
| George Andrew Bonnewell | VICE PRESIDENT, SECRETARY | — |
| FRANTZEN HENRY ARTHUR | DIRECTOR, EXECUTIVE VICE PRESIDENT; TRUSTEE, EXECUTIVE VICE PRESIDENT | — |
| DONAHUE JOHN CHRISTOPHER | DIRECTOR, CHAIRMAN; TRUSTEE, PRESIDENT | — |
| DONAHUE THOMAS ROBERT | DIRECTOR, TREASURER; TRUSTEE, TREASURER | — |
| BONNEWELL GEORGE ANDREW | VICE PRESIDENT, SECRETARY | — |
| BOUDA BRIAN PAUL | CHIEF COMPLIANCE OFFICER | — |
| AUTH STEPHEN FRANK | EVP, CIO-EQUITY | — |
| FISHER JOHN BASIL | DIRECTOR, PRESIDENT CEO | — |
| DAWSON WILLIAM DAVID | DIRECTOR, EVP, CIO-FIXED INCOME; DIRECTOR, EXECUTIVE VICE PRESIDENT; EVP, CIO-FIXED INCOME (+1 more) | — |
| MADDEN THOMAS JOHN | DIRECTOR, EXECUTIVE VICE PRESIDENT; DIRECTOR, VICE CHAIRMAN; TRUSTEE, EXECUTIVE VICE PRESIDENT (+1 more) | — |
| SCHAPPERT KEITH MORGAN | DIRECTOR, PRESIDENT; DIRECTOR, PRESIDENT, CEO | — |
| VAN GEORGE PAUL | CHIEF COMPLIANCE OFFICER | — |
| DONAHUE JOHN FRANCIS | CHAIRMAN | — |
| DONAHUE JOHN CHRISTOPHE | TRUSTEE, PRESIDENT | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2016-05-27 | regulatory | THE SEC FOUND, WITHOUT FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP. ADMITTING OR DENYING ANY OF THE FINDINGS EXCEPT AS TO THE COMMISSION'S JURISDICTION AND THE SUBJECT MATTER OF THE PROCEEDINGS, THAT DURING THE PERIOD FROM APPROXIMATELY 2001 TO 2010 THE REGISTRANT FAILED TO ESTABLISH, MAINTAIN AND E… | Final | $1.5M |