RETIREMENT INVESTMENT ADVISORS INC of OKLAHOMA CITY, OK is an SEC-registered investment adviser (CRD 106316). Regulatory assets under management: $1.5B.
Compensation: % of AUM, Hourly, Fixed.
Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities, Corporations.
Showing 25 of 34 people.
| Name | Role | Location |
|---|---|---|
| Edward George O'Malley | DIRECTOR | New York, NY |
| Donna Barbara Dimaria | CHIEF COMPLIANCE OFFICER | — |
| Brett Ronald Schneider | DIRECTOR | — |
| Veronica Ei Chun Moo | DIRECTOR | — |
| Randy Loyn Thurman | CEO | — |
| Carol Ringrose Alexander | EXECUTIVE VICE PRESIDENT | — |
| Chad Allen Rudy | EXECUTIVE VICE PRESIDENT - TEXAS | — |
| Andrew Kenneth Flinton | PRESIDENT | — |
| Brenda Sue Bolander | EXECUTIVE VICE PRESIDENT | — |
| David Anthony Horn | DIRECTOR | — |
| Michael Caleb Noel | DIRECTOR | — |
| Sylvia Leigh Sterling | SENIOR VICE PRESIDENT | — |
| Jade Nicole Franke | CHIEF COMPLIANCE OFFICER | — |
| HUGHES ROBERT JOHN | EXECUTIVE VICE PRESIDENT | — |
| BOWIE JOSEPH WAYNE | CO-PRESIDENT & CEO; FOUNDER | — |
| THURMAN RANDY LOYN | CEO; CO-PRESIDENT & CFO | — |
| FULLER CHRISTINE KAY | CHIEF COMPLIANCE OFFICER | — |
| WARREN MELINDA M | EXECUTIVE VICE PRESIDENT | — |
| ALEXANDER CAROL | EXECUTIVE VICE PRESIDENT | — |
| BASS KELLI LEIGH | ASSISTANT CHIEF COMPLIANCE OFFICER; ASSISTANT COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER | — |
| ATWOOD TRACY ANN | EXECUTIVE VICE PRESIDENT | — |
| RUDY CHAD ALLEN | EXECUTIVE VICE PRESIDENT - TEXAS; SENIOR VICE PRESIDENT - TEXAS; VICE PRESIDENT OF OPERATIONS - TEXAS | — |
| MISIALEK HEATHER JO | ASSISTANT COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER | — |
| FLINTON ANDREW KENNETH | EXECUTIVE VICE PRESIDENT; PRESIDENT; VICE PRESIDENT | — |
| SCHNEIDER BRETT RONALD | DIRECTOR | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2012-03-26 | regulatory | THE SEC ALLEGED THAT THE REGISTRANT AND ONE OF IT OFFICERS, JOE BOWIE, VIOLATED SECTION 206(2) OF THE INVESTMENT ADVISERS ACT OF 1940 ("ADVISERS ACT"). ADDITIONALLY, THE SEC ALLEGED THAT THE REGISTRANT VIOLATED SECTION 204 OF THE ADVISERS ACT AND RULE 204-2(A)(7)(I) THEREUNDER. LASTLY, THE SEC ALLEG… | Final | $63K |
| City | State | Employees | Phone |
|---|---|---|---|
| FRISCO | TX | 1 | 972-377-2850 |
| FRISCO | TX | 1 | 972-377-2850 |