THORNBURG INVESTMENT MANAGEMENT INC of SANTA FE, NM is an SEC-registered investment adviser (CRD 106357). Regulatory assets under management: $54.5B. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM.
Clients served: High net worth, Pooled vehicles, Investment cos, Other.
Showing 25 of 39 people.
| Name | Role | Location |
|---|---|---|
| Harold Garrett Thornburg | CHAIRMAN,DIRECTOR; TRUSTEE | — |
| Brian John Mcmahon | VICE CHAIRMAN, DIRECTOR | — |
| Nimish Sanjay Bhatt | CHIEF FINANCIAL OFFICER AND TREASURER | — |
| Blair Cudd Naylor | DIRECTOR | — |
| Amy Mikolajczyk Callow | GENERAL COUNSEL AND SECRETARY | — |
| Robin Rivers Keller | DIRECTOR | — |
| Mark Joseph Zinkula | PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR | — |
| Brian Taney Boyd | DIRECTOR | — |
| Tanya Kemos | DIRECTOR | — |
| Gladys Xiques | CHIEF COMPLIANCE OFFICER | Santa Fe, NM |
| William Allan Rogers | CHIEF OPERATING OFFICER | — |
| Stephen John Velie | CHIEF COMPLIANCE OFFICER | — |
| Tanya Standnick | DIRECTOR | — |
| THORNBURG HAROLD GARRETT | CHAIRMAN; CHAIRMAN,DIRECTOR; CHAIRMAN, DIRECTOR (+1 more) | — |
| MCMAHON BRIAN JOHN | PRESIDENT; VICE CHAIRMAN; VICE CHAIRMAN, DIRECTOR | — |
| FISCHER DAWN BARBARA | CORPORATE SECRETARY | — |
| HANTTULA BECKIE RAE | CHIEF FINANCIAL OFFICER; CORPORATE SECRETARY; TREASURER | — |
| RODRIGUEZ DAVID ANDREW | CHIEF COMPLIANCE OFFICER | — |
| WIESENFELD BENJAMIN DAVID | CHIEF COMPLIANCE OFFICER; INTERIM CHIEF COMPLIANCE OFFICER | — |
| DOBBS CAROLYN MARIE | TREASURER; TREASURER/CORPORATE SECRETARY | — |
| MURPHY MICHAEL FINTAN | DIRECTOR OF COMPLIANCE | — |
| BHATT NIMISH SANJAY | CHIEF FINANCIAL OFFICER AND TREASURER; CHIEF FINANCIAL OFFICER/TREASURER | — |
| VELIE STEPHEN JOHN | CHIEF COMPLIANCE OFFICER | — |
| NAYLOR BLAIR CUDD | DIRECTOR | — |
| ZINKULA MARK JOSEPH | PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2016-06-13 | regulatory | ALLEGED FAILURE TO TIMELY FILE THREE VOTING RIGHTS NOTIFICATIONS WITH BAFIN AND THE ISSUERS. | Final | $111K |
Other Private Fund: 1 · Real Estate Fund: 1
| Fund | Type | Formed | Owners | Gross asset value | Min investment |
|---|---|---|---|---|---|
| THORNBURG INTERNATIONAL EQUITY FUND (Q.P.) LLC | Other Private Fund | Delaware | 4 | $49.9M | $2.0M |
| TREV 2021 EIV LLC | Real Estate Fund | Delaware | 15 | $2.7M | — |