Gladys Xiques of Santa Fe, NM appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. Gladys Xiques appears on 8 filing roles across Form ADV (7), Form 13F (1).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| 2025-11-06 | Form ADV | THORNBURG INVESTMENT MANAGEMENT INC | CHIEF COMPLIANCE OFFICER | SANTA FE, NM |
| 2025-03-28 | Form ADV | TCW PT MANAGEMENT COMPANY LLC | GLOBAL CHIEF COMPLIANCE OFFICER | LOS ANGELES, CA |
| 2025-03-28 | Form ADV | TCW INVESTMENT MANAGEMENT COMPANY LLC | GLOBAL CHIEF COMPLIANCE OFFICER | LOS ANGELES, CA |
| 2025-03-28 | Form ADV | TCW ASSET BACKED FINANCE MANAGEMENT COMPANY LLC | GLOBAL CHIEF COMPLIANCE OFFICER | LOS ANGELES, CA |
| 2025-03-28 | Form ADV | TCW ASSET MANAGEMENT COMPANY LLC | GLOBAL CHIEF COMPLIANCE OFFICER | LOS ANGELES, CA |
| 2025-03-28 | Form ADV | METROPOLITAN WEST ASSET MANAGEMENT LLC | GLOBAL CHIEF COMPLIANCE OFFICER, ELECTED MANAGER | LOS ANGELES, CA |
| 2025-03-28 | Form ADV | SEPULVEDA MANAGEMENT LLC | GROUP MANAGING DIRECTOR AND GLOBAL CHIEF COMPLIANCE OFFICER | LOS ANGELES, CA |
| 2026-02-13 | Form 13F | THORNBURG INVESTMENT MANAGEMENT INC | Chief Compliance Officer | SANTA FE, NM |