MARK J SNYDER FINANCIAL SERVICES INC of MEDFORD, NY is an SEC-registered investment adviser (CRD 106425). Regulatory assets under management: $382.0M.
Compensation: % of AUM, Hourly, Fixed.
Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities.
| Name | Role | Location |
|---|---|---|
| Mark Jeffrey Snyder | PRESIDENT & CHIEF COMPLIANCE OFFICER | — |
| SNYDER MARK JEFFREY | PRESIDENT; PRESIDENT & CCO; PRESIDENT & CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2010-10-29 | regulatory | IT WAS ALLEGED THAT MR. TAITZ EFFECTED NUMEROUS DISCRETIONARY TRANSACTIONS IN THE MSSB SECURITIES ACCOUNT OF A SINGLE CUSTOMER, WITHOUT AUTHORIZATION. | Final | $5K |