SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA LTD of LONDON is an SEC-registered investment adviser (CRD 106585). Regulatory assets under management: $82.5B.
Compensation: % of AUM, Performance.
Clients served: Pooled vehicles, Investment cos.
Showing 25 of 60 people.
| Name | Role | Location |
|---|---|---|
| Christopher Neil Taylor | DIRECTOR | — |
| Andrew Lewis Moscow | DIRECTOR | — |
| Raj Dhami | CHIEF COMPLIANCE OFFICER | — |
| Louise Freeman | HEAD OF CORPORATE REPORTING | — |
| BROWN KEITH ALAN | DIRECTOR; DIRECTOR, HEAD OF INVESTMENTS; DIRECTOR, HEAD OF INVESTMENTS, CHAIRMAN | — |
| MANNING BARBARA BROOKE | SENIOR VICE PRESIDENT, DIRECTOR, & CHIEF COMPLIANCE OFFICER | — |
| BARKER ANDREW R | DIRECTOR | — |
| BOTTCHER STEFAN | DIRECTOR | — |
| TAYLOR DONALD JOHN | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER & DIRECTOR | — |
| FOSTER CHARLES EDWARD | EXECUTIVE VICE PRESIDENT, DIRECTOR | — |
| COLLINS JOHN PATRICK | DIRECTOR - HEAD OF FINANCE | — |
| DASHER KARL FRANKLIN | CHIEF EXECUTIVE OFFICER; DIRECTOR; CHAIRMAN; DIRECTOR; DIRECTOR; CHAIRMAN | — |
| GOODCHILD ROGER DUNCAN | DIRECTOR, CHIEF FINANCIAL OFFICER; DIRECTOR/FINANCE OFFICER; EXECUTIVE DIRECTOR, CHEIF FINANCIAL OFFICER (+1 more) | — |
| MUHLBAUM CARIN FANNY | DIRECTOR, CHIEF LEGAL OFFICER; GENERAL COUNSEL, CHIEF ADMINISTRATIVE OFFICER | — |
| MAISONNEUVE VIRGINIE | DIRECTOR; DIRECTOR, HEAD OF EAFE; DIRECTOR, HEAD OF GLOBAL AND INTERNATIONAL EQUITIES | — |
| DETORE STEPHEN M | CHIEF COMPLIANCE OFFICER, SENIOR VICE PRESIDENT; COMPLIANCE OFFICER-US; COMPLIANCE OFFICER-US, SENIOR VICE PRESIDENT | — |
| DORRIEN-SMITH JAMIE | DIRECTOR, CHIEF EXECUTIVE OFFICER | — |
| GARDINER JASON | DIRECTOR, ACTING CHIEF COMPLIANCE OFFICER; DIRECTOR, CHIEF COMPLIANCE OFFICER | — |
| FOULKES RICHARD RALSTON | DIRECTOR, DEPUTY CHAIRMAN | — |
| CLARK PETER LAURENCE | CHIEF EXECUTIVE OFFICER, DIRECTOR; DIRECTOR | — |
| HORLICK RICHARD MILES ANDREW | CHAIRMAN, DIRECTOR | — |
| MURPHY BRIAN R | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | — |
| WILLOUGHBY THOMAS JEREMY | CHIEF COMPLIANCE OFFICER/DIRECTOR; COMPLIANCE OFFICER; DIRECTOR/COMPLIANCE OFFICER (+1 more) | — |
| JOHNSON IAN | COMPANY SECRETARY; DIRECTOR, COMPANY SECRETARY | — |
| TROIANO JOHN ALEXANDER | DIRECTOR; DIRECTOR, CHAIRMAN; DIRECTOR, CHIEF EXECUTIVE (+1 more) | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2010-07-28 | regulatory | TECHNICAL BREACH OF SHAREHOLDER DISCLOSURE OBLIGATIONS AS REQUIRED BY BUNDESANSTALT FÜR FINANZDIENSTLEISTUNGSAUFSICHT | Final | $59K |
| 2010-07-28 | regulatory | TECHNICAL BREACH OF SHAREHOLDER DISCLOSURE OBLIGATIONS AS REQUIRED BY BUNDESANSTALT FUR FINANZDIENSTLEISTUNGSAUFSICHT | Final | $59K |
| 2010-03-18 | regulatory | TECHNICAL BREACH OF SHAREHOLDER DISCLOSURE OBLIGATIONS AS DEFINED BY THE COMMISSIONE NAZIONALE PER LE SOCIETÀ E LA BORSA | Final | $33K |
| 2010-03-18 | regulatory | TECHNICAL BREACH OF SHAREHOLDER DISCLOSURE OBLIGATIONS AS DEFINED BY THE COMMISSIONE NAZIONALE PER LE SOCIETA E LA BORSA | Final | $33K |
| 2009-02-27 | regulatory | TECHNICAL BREACH OF SHAREHOLDER DISCLOSURE OBLIGATIONS AS REQUIRED BY HELLENIC REPUBLIC CAPITAL MARKET COMMISSION. | Final | $31K |