MANNING BARBARA BROOKE appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. MANNING BARBARA BROOKE appears on 11 filing roles across Form ADV (11).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA INC | SENIOR VICE PRESIDENT, DIRECTOR, CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | FRANKLIN TEMPLETON PRIVATE PORTFOLIO GROUP, LLC | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | CLEARBRIDGE INVESTMENTS, LLC | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA LTD | SENIOR VICE PRESIDENT, DIRECTOR, & CHIEF COMPLIANCE OFFICER | LONDON |
| — | Form ADV | SALOMON BROTHERS ASSET MANAGEMENT INC | GENERAL COUNSEL | NEW YORK, NY |
| — | Form ADV | TIMCO ASSET MANAGEMENT, INC. | CHIEF COMPLIANCE OFFICER | STAMFORD, CT |
| — | Form ADV | CLEARBRIDGE, LLC | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | BALTIMORE, MD |
| — | Form ADV | SMITH BARNEY FUND MANAGEMENT LLC | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | GLOBAL CURRENTS INVESTMENT MANAGEMENT, LLC | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | WILMINGTON, DE |
| — | Form ADV | QS LEGG MASON GLOBAL ASSET ALLOCATION, LLC | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | CITI FUND MANAGEMENT INC. | CHIEF COMPLIANCE OFFICER | STAMFORD, CT |