LAWRENCE W. KELLY & ASSOCIATES, INC.

LAWRENCE W. KELLY & ASSOCIATES, INC. of PASADENA, CA is an SEC-registered investment adviser (CRD 106635). Regulatory assets under management: $540.1M.

Registration

Business model

Compensation: % of AUM, Fixed.

Clients served: High net worth.

Officers, owners & control persons (7)

NameRoleLocation
Nicholas J WelshCHIEF EXECUTIVE OFFICER, DIRECTOR AND SHAREHOLDER
Michael Clay StewartCHIEF COMPLIANCE OFFICER
KELLY LAWRENCE WAYNECHAIRMAN, CEO, CHIEF FINANCIAL OFFICER, TREASURER, DIRECTOR, SHAREHOLDER; CHAIRMAN, CEO, TREASURER, DIRECTOR, SHAREHOLDER; CHAIRMAN, DIRECTOR (+1 more)
KELLY JANICESECRETARY, DIRECTOR, VICE PRESIDENT; SECRETARY, DIRECTOR, VICE PRESIDENT, SHAREHOLDER
WELSH NICHOLAS JCHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER AND EXECUTIVE VICE PRESIDENT; CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, DIRECTOR AND SHAREHOLDER (+1 more)
KELLY JANUSSECRETARY, DIRECTOR, VICE PRESIDENT, SHAREHOLDER
STEWART MICHAEL CLAYCHIEF COMPLIANCE OFFICER

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