BOK FINANCIAL PRIVATE WEALTH, INC. of DENVER, CO is an SEC-registered investment adviser (CRD 106733). Regulatory assets under management: $3.7B.
Compensation: % of AUM, Hourly, Fixed.
Clients served: Individuals, High net worth, Pooled vehicles, Charities.
Showing 25 of 34 people.
| Name | Role | Location |
|---|---|---|
| Mark Stephen Marrone | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | — |
| George Bruce Kaiser | INDIRECT BENEFICIAL OWNER | — |
| Scott Bradley Grauer | CHAIRMAN | — |
| Gregory Ayres Wheeler | CHIEF EXECUTIVE OFFICER | — |
| Carrie Clasen Porter | SENIOR VICE PRESIDENT AND CHIEF OPERATING OFFICER | — |
| Eric Scott Holt | PRESIDENT AND MANAGING DIRECTOR | — |
| Kimberly A Bridges | DIRECTOR OF FINANCIAL PLANNING | — |
| Clint Scott Dishman | SENIOR VICE PRESIDENT AND MANAGER, STRATEGIC INVESTMENT ADVISORS | — |
| Bryan Nicholas Petry | TREASURER AND TAX OFFICER | — |
| MARRONE MARK STEPHEN | CHIEF COMPLIANCE OFFICER | — |
| KOEPLIN ERIC THOMAS | MANAGING DIRECTOR; MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER; PRESIDENT AND CHIEF INVESTMENT OFFICER | — |
| ADAMS ROBERT TULLY | EXECUTIVE VICE PRESIDENT; MANAGING DIRECTOR; PRINCIPAL | — |
| WATSON RICHARD EDWARD | DIRECTOR OF CLIENT RELATIONS | — |
| ADAMS BERNARD ROBERT | MANAGING DIRECTOR; MANAGING DIRECTOR/COMPLIANCE OFFICER | — |
| RILEY JOHN JAMES | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER AND CHIEF OPERATIONS OFFICER; CHIEF COMPLIANCE OFFICER AND OPERATIONS MANAGER | — |
| KAISER GEORGE BRUCE | INDIRECT BENEFICIAL OWNER | — |
| GRAUER SCOTT BRADLEY | CHAIRMAN | — |
| BRADSHAW STEVEN GLEN | DIRECTOR | — |
| HARRIS MARK ANDREW | SENIOR DIRECTOR | — |
| SEGO DAVID CHARLES | MANAGING DIRECTOR | — |
| KOEPLIN ERIC | MANAGING DIRECTOR; MANAGING DIRECTOR. CHIEF COMPLIANCE OFFICER; PRESIDENT (+1 more) | — |
| DISHMAN CLINT SCOTT | MANAGER, STRATEGIC INVESTMENT ADVISORS | — |
| FREIMUTH CHRISTOPHER CLINE | MANAGING DIRECTOR | — |
| BEASLEY ANDY LEROY | SENIOR FINANCIAL ADVISOR | — |
| MORRIS DOUG SCOTT | SENIOR FINANCIAL ADVISOR | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2016-09-09 | regulatory | ON SEPTEMBER 9, 2016, BOKF, NA ("BOKF"), AN AFFILIATE OF THE BOK FINANCIAL PRIVATE WEALTH, INC, ENTERED INTO A CONSENT DECREE (THE "CONSENT DECREE") WITH THE SECURITIES AND EXCHANGE COMMISSION (THE "SEC"). BOKF NEITHER ADMITTED NOR DENIED THE FINDINGS OF THE CONSENT DECREE. THIS MATTER RELATES TO BO… | Final | $600K |