NATIXIS ADVISORS, LLC of BOSTON, MA is an SEC-registered investment adviser (CRD 106800). Regulatory assets under management: $108.7B.
Compensation: % of AUM, Fixed, Other.
Clients served: High net worth, Pooled vehicles, Charities.
Showing 25 of 54 people.
| Name | Role | Location |
|---|---|---|
| MICHAEL YIP | CHIEF INVESTMENT OFFICER, DIRECT INDEXING | Del Mar, CA |
| Price James | CHIEF INVESTMENT OFFICER (CIO) OVERLAY MANAGEMENT | Largo, FL |
| Johnson D Daniel | SENIOR VICE PRESIDENT (SVP) & DEPUTY GENERAL COUNSEL | Yorba Linda, CA |
| Beatriz Ana Pinasmith | EXECUTIVE VICE PRESIDENT (EVP), TREASURER & CHIEF FINANCIAL OFFICER (CFO) | — |
| Anthony David Loureiro | SENIOR VICE PRESIDENT (SVP) | — |
| David Anthony Vallon | SENIOR VICE PRESIDENT (SVP) & CHIEF COMPLIANCE OFFICER (CCO) - ADVISOR | — |
| David Lawrence Giunta | PRESIDENT & CHIEF EXECUTIVE OFFICER (CEO) AND BOARD OF MANAGERS MEMBER | — |
| Stacie Denise Paoletti | SVP, CHIEF OPERATING OFFICER OF NATIXIS INVESTMENT MANAGERS SOLUTIONS | — |
| Marilyn Vinton Rosh | SENIOR VICE PRESIDENT & CONTROLLER | — |
| Christopher Linden Sharpe | CIO NATIXIS INVESTMENT MANAGER SOLUTIONS U.S. | — |
| Marina Nmn Gross | HEAD NATIXIS INVESTMENT MANAGERS SOLUTIONS | — |
| Eric Norman Ward | BOARD OF MANAGERS MEMBER | — |
| Susan Mcwhan Tobin | EXECUTIVE VICE PRESIDENT (EVP) GENERAL COUNSEL | — |
| Daniel Robert Price | CHIEF INVESTMENT OFFICER (CIO) OVERLAY MANAGEMENT | — |
| Michael Lichan Yip | CHIEF INVESTMENT OFFICER, DIRECT INDEXING | — |
| Michael Nmn Yip | CHIEF INVESTMENT OFFICER, DIRECT INDEXING | — |
| MARTIN ROBERT JOSEPH | EXECUTIVE VICE PRESIDENT (EVP) HEAD OF DISTRIBUTION AMERICAS; EXECUTIVE VICE PRESIDENT (EVP) & PRESIDENT OF NATIXIS GLOBAL ASSET MANAGEMENT INSTITUTIONAL SERVICES; EXECUTIVE VICE PRESIDENT (EVP), PRODUCT SPECIALIST | — |
| CUNNINGHAM BRIAN PATRICK | SENIOR VICE PRESIDENT | — |
| WENNERHOLM SCOTT EDWARD | CHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER | — |
| HAILER JOHN THOMAS | PRESIDENT; PRESIDENT, CHIEF EXECUTIVE OFFICER; PRESIDENT, CHIEF EXECUTIVE OFFICER (CEO) | — |
| PELLETIER JOHN EDGAR | COO; EVP, CHIEF OPERATING OFFICER; EXECUTIVE VICE PRESIDENT (EVP), CHIEF OPERATING OFFICER (+2 more) | — |
| DINNEEN COLEEN DOWNS | ASSOCIATE GENERAL COUNSEL; CHIEF COMPLIANCE OFFICER - SEPARATE ACCOUNTS; COMPLIANCE OFFICER - MUTUAL FUNDS (+5 more) | — |
| KRANTZ ROBERT ALAN | EXECUTIVE VICE PRESIDENT; EXECUTIVE VICE PRESIDENT (EVP); EXECUTIVE VICE PRESIDENT (EVP) STRATEGIC MARKETING (+1 more) | — |
| PINASMITH BEATRIZ ANA | EXECUTIVE VICE PRESIDENT (EVP) OF FINANCE & ANALYSIS, CHIEF FINANCIAL OFFICER (CFO); EXECUTIVE VICE PRESIDENT (EVP), TREASURER & CHIEF FINANCIAL OFFICER (CFO); SENIOR VICE PRESIDENT (SVP), CHIEF FINANCIAL OFFICER (+2 more) | — |
| KANE RUSSELL LLOYD | CHIEF COMPLIANCE OFFICER (CCO) - MUTUAL FUNDS, SENIOR VICE PRESIDENT (SVP) & DEPUTY GENERAL COUNSEL; CHIEF COMPLIANCE OFFICER - MUTUAL FUNDS & SENIOR VICE PRESIDENT (SVP), ASSOCIATE GENERAL COUNSEL; CHIEF COMPLIANCE OFFICER - MUTUAL FUNDS & VICE PRESIDENT (VP), ASSOCIATE GENERAL COUNSEL (+4 more) | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2022-09-06 | regulatory | THE COMMODITY FUTURES TRADING COMMISSION ISSUED AN ORDER FILING AND SETTLING CHARGES AGAINST NATIXIS, A GLOBAL BANK AND SWAP DEALER, FOR FAILURE TO DILIGENTLY SUPERVISE TWO TRADERS ON THE BANK'S NEW YORK-BASED INTEREST RATE DERIVATIVES DESK (IRD DESK) AND ITS EQUITY DERIVATIVES FLOW AND SOLUTION TRA… | Final | $2.8M |
| 2019-06-26 | criminal | ON JUNE 24, 2021, NATIXIS SA ("NATIXIS"), THE FRENCH BANK THAT OWNS OUR PARENT COMPANY, WAS FOUND GUILTY BY A FRENCH CRIMINAL COURT (TRIBUNAL CORRECTIONNEL DE PARIS) OF COMMUNICATING MISLEADING INFORMATION TO THE PUBLIC, BASED ON LANGUAGE REGARDING NATIXIS' EXPOSURE TO THE SUB-PRIME CRISIS IN A 2007… | Final | — |
| 2019-06-26 | criminal | ON JUNE 24, 2021, NATIXIS SA ("NATIXIS"), THE FRENCH BANK THAT OWNS OUR PARENT COMPANY, WAS FOUND GUILTY BY A FRENCH CRIMINAL COURT (TRIBUNAL CORRECTIONNEL DE PARIS) OF COMMUNICATING MISLEADING INFORMATION TO THE PUBLIC, BASED ON LANGUAGE REGARDING NATIXIS' EXPOSURE TO THE SUB-PRIME CRISIS IN A 2007… | On Appeal | — |