WESTWIND CAPITAL

WESTWIND CAPITAL of LAS CRUCES, NM is an SEC-registered investment adviser (CRD 106802). Regulatory assets under management: $795.9M.

Registration

Business model

Compensation: % of AUM.

Clients served: Individuals, High net worth, Pooled vehicles, Investment cos.

Officers, owners & control persons (15)

NameRoleLocation
Patrick M GroomsSHAREHOLDER—
Eric Marshall WaltonPRESIDENT—
Sheila Christine WaltonCHIEF COMPLIANCE OFFICER—
Scott Frederick KozneySHAREHOLDER—
Jolie TixierSHAREHOLDER—
Scott Michael LieberwirthSHAREHOLDER—
Jonathan Michael StirlingSHAREHOLDER—
James William SpenceDIRECTOR—
KOZNEY SCOTT FREDERICKSHAREHOLDER—
SPENCE JAMES WILLIAMCHIEF COMPLIANCE OFFICER; DIRECTOR; PRESIDENT—
WALTON ERIC MARSHALLPRESIDENT; VICE PRESIDENT—
WALTON SHEILA CHRISTINECHIEF COMPLIANCE OFFICER; DIRECTOR; TREASURER (+1 more)—
SPENCE KRISTI KSECRETARY; SHAREHOLDER—
STINNETT JAMES KENNETHVICE PRESIDENT—
GROOMS PATRICK MSHAREHOLDER—

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