WESTWIND CAPITAL

WESTWIND CAPITAL of LAS CRUCES, NM is an SEC-registered investment adviser (CRD 106802). Regulatory assets under management: $795.9M.

Registration

Business model

Compensation: % of AUM.

Clients served: Individuals, High net worth, Pooled vehicles, Investment cos.

Officers, owners & control persons (15)

NameRoleLocation
Patrick M GroomsSHAREHOLDER
Eric Marshall WaltonPRESIDENT
Sheila Christine WaltonCHIEF COMPLIANCE OFFICER
Scott Frederick KozneySHAREHOLDER
Jolie TixierSHAREHOLDER
Scott Michael LieberwirthSHAREHOLDER
Jonathan Michael StirlingSHAREHOLDER
James William SpenceDIRECTOR
KOZNEY SCOTT FREDERICKSHAREHOLDER
SPENCE JAMES WILLIAMCHIEF COMPLIANCE OFFICER; DIRECTOR; PRESIDENT
WALTON ERIC MARSHALLPRESIDENT; VICE PRESIDENT
WALTON SHEILA CHRISTINECHIEF COMPLIANCE OFFICER; DIRECTOR; TREASURER (+1 more)
SPENCE KRISTI KSECRETARY; SHAREHOLDER
STINNETT JAMES KENNETHVICE PRESIDENT
GROOMS PATRICK MSHAREHOLDER

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