BLACKROCK INTERNATIONAL LIMITED of EDINBURGH is an SEC-registered investment adviser (CRD 106843). Regulatory assets under management: $30.8B.
Compensation: % of AUM, Performance.
Clients served: Pooled vehicles, Investment cos.
Showing 25 of 62 people.
| Name | Role | Location |
|---|---|---|
| Nicholas John Gibson | CHIEF COMPLIANCE OFFICER | — |
| Colin Alistair Mcdonald | CHIEF FINANCIAL OFFICER | — |
| Justine Clair Anderson | CHIEF OPERATING OFFICER; CHIEF OPERATING OFFICER AND DIRECTOR | — |
| Rachel Lord | CHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER AND DIRECTOR | — |
| Nicholas James Charrington | DIRECTOR | — |
| James Edward Fishwick | DIRECTOR | — |
| Eleanor Judith De Freitas | DIRECTOR | — |
| Margaret Anne Young | DIRECTOR | — |
| Christian Clausen | DIRECTOR | — |
| Duncan Matthieu | DIRECTOR | — |
| Andrew Damm | DIRECTOR | — |
| HALL NICHOLAS C D | GENERAL COUNSEL & MANAGING DIRECTOR | — |
| FAIRBAIRN ROBERT WILLIAM | CHEIF EXECUTIVE OFFICER | — |
| CLARKE GILLIAN MARJORIE | CHIEF COMPLIANCE OFFICER | — |
| HART JOHN FRANCIS | CHIEF OPERATING OFFICER, DIRECTOR | — |
| FINK LAURENCE DOUGLAS | CHAIRMAN AND CHIEF EXECUTIVE OFFICER | — |
| HALL TIMOTHY JULIAN DALTON | DIRECTOR; GENERAL COUNSEL & MANAGING DIRECTOR | — |
| SCHLOSSTEIN RALPH LEWIS | PRESIDENT & DIRECTOR | — |
| BATTISTA BARTHOLOMEW ANGELO | DIRECTOR, REGULATORY COMPLIANCE; MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER; MANAGING DIRECTOR, REGULATORY COMPLIANCE | — |
| KAPITO ROBERT STEVEN | VICE CHAIRMAN & DIRECTOR | — |
| CONNOLLY ROBERT PETER | GENERAL COUNSEL, SECRETARY AND MANAGING DIRECTOR | — |
| GABBAY HENRY | MANAGING DIRECTOR, PORTFOLIO COMPLIANCE | — |
| AUDET PAUL L | CHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER & MANAGING DIRECTOR | — |
| BULLER STEVEN E | CHIEF FINANCIAL OFFICER | — |
| DE CRISTO PHILLIP J | DIRECTOR | — |
Showing 10 of 23 distinct disclosure events.
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2026-02-03 | civil | ON FEBRUARY 3, 2026, A PUTATIVE SECURITIES CLASS ACTION LAWSUIT WAS FILED IN THE UNITED STATES DISTRICT COURT FOR THE CENTRAL DISTRICT OF CALIFORNIA. THE COMPLAINT NAMES BLACKROCK TCP CAPITAL CORP AND CERTAIN OF ITS CURRENT AND FORMER EXECUTIVE OFFICERS AS DEFENDANTS. THE COMPLAINT PURPORTS TO BE BR… | Pending | — |
| 2025-01-09 | regulatory | ON JANUARY 9, 2025, THE COMISIÓN NACIONAL BANCARIA Y DE VALORES ("CNBV") IMPOSED A FINE OF APPROXIMATELY $123,000 USD (MNX $2,501,720) REGARDING THE ANTI-MONEY LAUNDERING AND COUNTER-TERRORIST FINANCING PROGRAM AT BLACKROCK'S MEXICO CITY OFFICE. SPECIFICALLY, THE CNBV FOUND THAT BLACKROCK MEXICO DID… | Final | $123K |
| 2025-01-09 | regulatory | ON JANUARY 9, 2025, THE COMISION NACIONAL BANCARIA Y DE VALORES ("CNBV") IMPOSED A FINE OF APPROXIMATELY $123,000 USD (MNX $2,501,720) REGARDING THE ANTI-MONEY LAUNDERING AND COUNTER-TERRORIST FINANCING PROGRAM AT BLACKROCK'S MEXICO CITY OFFICE. SPECIFICALLY, THE CNBV FOUND THAT BLACKROCK MEXICO DID… | Final | $123K |
| 2024-11-27 | civil | ON NOVEMBER 27, 2024, TEXAS ATTORNEY GENERAL KEN PAXTON AND ATTORNEYS GENERAL FROM 10 OTHER STATES (ALABAMA, ARKANSAS, INDIANA, IOWA, KANSAS, MISSOURI, MONTANA, NEBRASKA, WEST VIRGINIA, AND WYOMING) FILED A COMPLAINT AGAINST BLACKROCK, VANGUARD, AND STATE STREET (THE "MANAGERS") ALLEGING THAT THE MA… | Pending | — |
| 2024-08-22 | regulatory | ON AUGUST 22, 2024, THE INDIANA SECURITIES COMMISSIONER (THE "COMMISSIONER") ISSUED A CEASE AND DESIST ORDER (THE "ORDER") AGAINST BLACKROCK, INC. AND SEVERAL OF ITS ADVISORY AFFILIATES, (COLLECTIVELY, "BLACKROCK"). THE ORDER ALLEGES THAT BLACKROCK HAS MADE MISLEADING STATEMENTS ABOUT HOW WE MANAGE… | Pending | — |
| 2024-03-27 | regulatory | ON MARCH 27, 2024, BLACKROCK, INC., BLACKROCK INVESTMENTS, LLC, BLACKROCK ADVISORS, LLC, BLACKROCK FUND ADVISORS, AND ISHARES TRUST (COLLECTIVELY, "BLACKROCK") WERE SERVED WITH A SUMMARY CEASE AND DESIST ORDER AND NOTICE OF INTENT TO IMPOSE ADMINISTRATIVE PENALTY FROM THE MISSISSIPPI SECRETARY OF ST… | Final | — |
| 2024-03-27 | regulatory | ON MARCH 27, 2024, BLACKROCK, INC., BLACKROCK INVESTMENTS, LLC, BLACKROCK ADVISORS, LLC, BLACKROCK FUND ADVISORS, AND ISHARES TRUST (COLLECTIVELY, "BLACKROCK") WERE SERVED WITH A SUMMARY CEASE AND DESIST ORDER AND NOTICE OF INTENT TO IMPOSE ADMINISTRATIVE PENALTY FROM THE MISSISSIPPI SECRETARY OF ST… | Pending | — |
| 2023-12-18 | civil | ON DECEMBER 18, 2023, THE TENNESSEE ATTORNEY GENERAL ("AG") SUED BLACKROCK, INC. IN TENNESSEE STATE COURT FOR ALLEGED VIOLATIONS OF TENNESSEE'S CONSUMER PROTECTION STATUTE IN CONNECTION WITH OUR ESG PRACTICES. THE COMPLAINT GENERALLY ALLEGES THAT BLACKROCK HAS MADE MISLEADING STATEMENTS IN FUND PROS… | Final | — |
| 2023-12-18 | civil | ON DECEMBER 18, 2023, THE TENNESSEE ATTORNEY GENERAL ("AG") SUED BLACKROCK, INC. IN TENNESSEE STATE COURT FOR ALLEGED VIOLATIONS OF TENNESSEE'S CONSUMER PROTECTION STATUTE IN CONNECTION WITH BLACKROCK'S ESG PRACTICES. THE COMPLAINT GENERALLY ALLEGES THAT BLACKROCK HAS MADE MISLEADING STATEMENTS IN F… | Pending | — |
| 2023-06-06 | regulatory | FAILURE TO COMPLY WITH CERTAIN REGULATIONS APPLICABLE TO THE MANAGEMENT OF MUTUAL FUNDS AND THE PROVISION OF INVESTMENT ADVISORY SERVICES IN BLACKROCK'S MEXICO CITY OFFICE. | Final | $164K |