CHARLES STEPHEN AND COMPANY, INC.

CHARLES STEPHEN AND COMPANY, INC. of ALBUQUERQUE, NM is an SEC-registered investment adviser (CRD 106916). Regulatory assets under management: $205.0M.

Registration

Officers, owners & control persons (4)

NameRoleLocation
CIEPIELA STEPHEN JOSEPHPRESIDENT; PRESIDENT/CHIEF COMPLIANCE OFFICER; VICE PRESIDENT
SEVERINO CHARLES LOUISPRESIDENT
SWAIN NEIL ALLENVICE PRESIDENT/SENIOR ASSET MANAGER
MURPHY LORI KAYCHIEF OPERATIONS OFFICER

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