WINSLOW CAPITAL MANAGEMENT LLC of MINNEAPOLIS, MN is an SEC-registered investment adviser (CRD 106940). Regulatory assets under management: $28.7B.
Compensation: % of AUM, Performance.
Clients served: High net worth, Pooled vehicles, Investment cos.
| Name | Role | Location |
|---|---|---|
| Justin Holly Kelly | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER | — |
| Jeffrey Dean Wieneke | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER; SENIOR MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | — |
| Derek Michael Ciernia | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER AND CHIEF LEGAL OFFICER; SENIOR MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER AND CHIEF LEGAL OFFICER | — |
| Megan L Anderson | MANAGING DIRECTOR, CHIEF CLIENT OFFICER; SENIOR MANAGING DIRECTOR, CHIEF CLIENT OFFICER | — |
| DOCTER JOSEPH JOHN | MANAGING DIRECTOR, DIRECTOR; PRESIDENT, PORTFOLIO MANAGER, DIRECTOR | — |
| WINSLOW CLARK JOSEPH | CHIEF EXECUTIVE OFFICER, CHIEF INFORMATION OFFICER, PORTFOLIO MANAGER; CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER; CHIEF EXECUTIVE OFFICER, PORTFOLIO MANAGER (+4 more) | — |
| WEAR REED BARTLETT | MANAGING DIRECTOR, DIRECTOR; MANAGING DIRECTOR, PORTFOLIO MANAGER, DIRECTOR; SENIOR MANAGING DIRECTOR, PORTFOLIO MANAGER | — |
| BAILLON JEAN ANDREA | MANAGING DIR, CHIEF ADMINISTRATIVE OFFICER, CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER, TREASURER, SECRETARY, DIRECTOR; SENIOR MANAGING DIR, CHIEF ADMINISTRATIVE OFFICER, CHIEF FINANCIAL OFFICER; SENIOR MANAGING DIR, CHIEF ADMINISTRATIVE OFFICER, CHIEF FINANCIAL OFFICER, TREASURER, SECRETARY (+2 more) | — |
| KELLY JUSTIN HOLLY | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER; CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER; MANAGING DIRECTOR, PORTFOLIO MANAGER, DIRECTOR (+1 more) | — |
| HAWKINS LAURA JEAN | CHIEF COMPLIANCE OFFICER; MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER AND CHIEF RISK OFFICER; MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER/CHIEF RISK OFFICER | — |
| PYLE RICHARD ERNEST | EXECUTIVE VICE PRESIDENT, PORTFOLIO MANAGER, DIRECTOR; SHAREHOLDER | — |
| ANDERSON DANIEL L | MANAGING DIRECTOR, CHIEF CLIENT OFFICER | — |
| PALMER GREGORY SCOTT | PRESIDENT | — |
| PALMER MICHAEL S | PRESIDENT | — |
| WIENEKE JEFFREY DEAN | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | — |
| CIERNIA DEREK MICHAEL | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL; MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER AND CHIEF LEGAL OFFICER; MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2020-03-02 | regulatory | THE ALLEGED VIOLATIONS INCLUDED THE FOLLOWING: FAILURE TO PROVIDE THE "NOTICE OF AVAILABILITY OF THE DEPARTMENT OF INSURANCE" AND FAILURE TO PROVIDE BENEFICIARIES WITH A REASONABLE WRITTEN EXPLANATION OF DELAY OF CLAIM PAYMENT BEYOND 45 DAYS, AS REQUIRED BY SECTION 50 ILL. ADM. CODE 919.70(A)(2); AN… | Final | $18K |
| 2016-03-17 | regulatory | ALLEGED VIOLATIONS OF VARIOUS PROVISIONS OF NEW YORK INSURANCE LAWS. | Final | $18K |
| 2014-06-30 | regulatory | ALLEGED VIOLATIONS OF VARIOUS PROVISIONS OF CONNECTICUT INSURANCE LAWS | Final | $2K |