WINSLOW CAPITAL MANAGEMENT LLC

WINSLOW CAPITAL MANAGEMENT LLC of MINNEAPOLIS, MN is an SEC-registered investment adviser (CRD 106940). Regulatory assets under management: $28.7B.

Registration

Business model

Compensation: % of AUM, Performance.

Clients served: High net worth, Pooled vehicles, Investment cos.

Officers, owners & control persons (16)

NameRoleLocation
Justin Holly KellyCHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER—
Jeffrey Dean WienekeMANAGING DIRECTOR, CHIEF FINANCIAL OFFICER; SENIOR MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER—
Derek Michael CierniaMANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER AND CHIEF LEGAL OFFICER; SENIOR MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER AND CHIEF LEGAL OFFICER—
Megan L AndersonMANAGING DIRECTOR, CHIEF CLIENT OFFICER; SENIOR MANAGING DIRECTOR, CHIEF CLIENT OFFICER—
DOCTER JOSEPH JOHNMANAGING DIRECTOR, DIRECTOR; PRESIDENT, PORTFOLIO MANAGER, DIRECTOR—
WINSLOW CLARK JOSEPHCHIEF EXECUTIVE OFFICER, CHIEF INFORMATION OFFICER, PORTFOLIO MANAGER; CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER; CHIEF EXECUTIVE OFFICER, PORTFOLIO MANAGER (+4 more)—
WEAR REED BARTLETTMANAGING DIRECTOR, DIRECTOR; MANAGING DIRECTOR, PORTFOLIO MANAGER, DIRECTOR; SENIOR MANAGING DIRECTOR, PORTFOLIO MANAGER—
BAILLON JEAN ANDREAMANAGING DIR, CHIEF ADMINISTRATIVE OFFICER, CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER, TREASURER, SECRETARY, DIRECTOR; SENIOR MANAGING DIR, CHIEF ADMINISTRATIVE OFFICER, CHIEF FINANCIAL OFFICER; SENIOR MANAGING DIR, CHIEF ADMINISTRATIVE OFFICER, CHIEF FINANCIAL OFFICER, TREASURER, SECRETARY (+2 more)—
KELLY JUSTIN HOLLYCHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER; CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER; MANAGING DIRECTOR, PORTFOLIO MANAGER, DIRECTOR (+1 more)—
HAWKINS LAURA JEANCHIEF COMPLIANCE OFFICER; MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER AND CHIEF RISK OFFICER; MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER/CHIEF RISK OFFICER—
PYLE RICHARD ERNESTEXECUTIVE VICE PRESIDENT, PORTFOLIO MANAGER, DIRECTOR; SHAREHOLDER—
ANDERSON DANIEL LMANAGING DIRECTOR, CHIEF CLIENT OFFICER—
PALMER GREGORY SCOTTPRESIDENT—
PALMER MICHAEL SPRESIDENT—
WIENEKE JEFFREY DEANMANAGING DIRECTOR, CHIEF FINANCIAL OFFICER—
CIERNIA DEREK MICHAELCHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL; MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER AND CHIEF LEGAL OFFICER; MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL—

Disclosures (5)

InitiatedTypeAllegationsStatusAmount
2020-03-02regulatoryTHE ALLEGED VIOLATIONS INCLUDED THE FOLLOWING: FAILURE TO PROVIDE THE "NOTICE OF AVAILABILITY OF THE DEPARTMENT OF INSURANCE" AND FAILURE TO PROVIDE BENEFICIARIES WITH A REASONABLE WRITTEN EXPLANATION OF DELAY OF CLAIM PAYMENT BEYOND 45 DAYS, AS REQUIRED BY SECTION 50 ILL. ADM. CODE 919.70(A)(2); AN…Final$18K
2016-03-17regulatoryALLEGED VIOLATIONS OF VARIOUS PROVISIONS OF NEW YORK INSURANCE LAWS.Final$18K
2014-06-30regulatoryALLEGED VIOLATIONS OF VARIOUS PROVISIONS OF CONNECTICUT INSURANCE LAWSFinal$2K

Private funds (3)

FundTypeFormedOwnersGross asset valueMin investment
WINSLOW GROWTH CAPITAL FUND III, L.P.Venture Capital FundDelaware28$297.0M—
WINSLOW GROWTH CAPITAL FUND II, L.P.Venture Capital FundDelaware36$118.0M—
GROWTH CAPITAL FUND I, L.P.Venture Capital FundDelaware22$104.4M—

Branch offices (4)

CityStateEmployeesPhone
——26123769100
——26123769100
NEW YORKNY16123769100
NEW YORKNY16123769100

Fund service providers (2)

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