ALLIANCEBERNSTEIN HOLDING L.P. of NASHVILLE, TN is an SEC-registered investment adviser (CRD 106998). This firm reports disciplinary history on Form ADV.
Compensation: Other.
Clients served: Other.
Showing 25 of 125 people.
| Name | Role | Location |
|---|---|---|
| KEITH MARSHALL | EXECUTIVE MANAGING DIRECTOR, ALLIANCEBERNSTEIN INVESTMENTS INC. | ATLANTA, GA |
| Scott B Lee | DIRECTOR OF ABC | Orlando, FL |
| Seth Perry Bernstein | CEO OF ABC | New York, NY |
| Miller Daniel | DIRECTOR OF ACMC | Beachwood, OH |
| Joseph C Henry | CHIEF FINANCE OFFICER OF ABC (THROUGH 3/22/2010); CHIEF FINANCE OFFICER OF ABC (UNTIL 4/1/2010); SENIOR VICE PRESIDENT AND CHIEF FINANCE OFFICER OF ABC (+2 more) | Geneva, V8 |
| Joseph P Henry | CHIEF FINANCE OFFICER OF ABC (THROUGH 3/22/2010); CHIEF FINANCE OFFICER OF ABC (UNTIL 4/1/2010); SENIOR VICE PRESIDENT AND CHIEF FINANCE OFFICER OF ABC (+2 more) | Philadelphia, PA |
| Joseph Henry | CHIEF FINANCE OFFICER OF ABC (THROUGH 3/22/2010); CHIEF FINANCE OFFICER OF ABC (UNTIL 4/1/2010); SENIOR VICE PRESIDENT AND CHIEF FINANCE OFFICER OF ABC (+2 more) | Radnor, PA |
| Kyle Christopher Digangi | GLOBAL CHIEF COMPLIANCE OFFICER | — |
| Mark Randall Manley | GENERAL COUNSEL & CORPORATE SECRETARY | — |
| Mark Nmn Pearson | DIRECTOR OF ABC | — |
| Daniel George Kaye | DIRECTOR OF ABC | — |
| Das Nmn Narayandas | DIRECTOR OF ABC | — |
| Charles Gerald Thoroton Stonehill | DIRECTOR OF ABC | — |
| Jeffrey Nmn Hurd | DIRECTOR OF ABC | — |
| Todd Kenyon Walthall | DIRECTOR OF ABC | — |
| Joan Nmn Lamm-Tennant | CHAIRMAN AND DIRECTOR OF ABC | — |
| Karl K Sprules | CHIEF OPERATING OFFICER | — |
| Bruce M Holley | DIRECTOR OF ABC | — |
| Thomas Rudolph Simeone | CHIEF FINANCIAL OFFICER | — |
| Nicholas Burritt Lane | DIRECTOR OF ABC | — |
| MOREAU NICOLAS | DIRECTOR OF ABC; DIRECTOR OF ACMC | — |
| DZIADZIO RICHARD | DIRECTOR OF ABC; DIRECTOR OF ACMC | — |
| CORBET KATHLEEN ANN | EXECUTIVE VICE PRESIDENT & CEO OF ALLIANCE FIXED INCOME INVESTORS; EXECUTIVE VICE PRESIDENT OF ACMC | — |
| WEISENSEEL JOHN CHARLES | CHIEF FINANCIAL OFFICER | — |
| SANDERS LEWIS ALAN | CHAIRMAN AND CHIEF EXECUTIVE OFFICER OF ABC; VICE CHAIR. & CHIEF INVESTMENT OFFICER OF ACMC; VICE CHAIRMAN AND CHIEF EXECUTIVE OFFICER OF ABC (+2 more) | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2012-08-02 | regulatory | THE NEW YORK STATE DEPARTMENT OF FINANCIAL SERVICES ALLEGED THAT AXA EQUITABLE LIFE INSURANCE COMPANY VIOLATED NEW YORK INSURANCE LAW SECTION 4240(E) BY FILING PLANS OF OPERATION WITH RESPECT TO CERTAIN OF ITS SEPARATE ACCCUONTS WITH THE NEW YORK STATE INSURANCE DEPARTMENT AND NEW YORK STATE DEPARTM… | Final | $20.0M |
| 2008-07-02 | regulatory | ON JULY 2, 2008, THE NETHERLANDS AUTHORITY FOR THE FINANCIAL MARKETS (AFM) IMPOSED AN ADMINISTRATIVE FINE OF EUR 120,000 ON ALLIANCEBERNSTEIN CORPORATION THE GENERAL PARTNER OF ALLIANCEBERNSTEIN L.P. THE FINE CONCERNED THE UNTIMELY SUBMISSION OF FIVE BENEFICIAL OWNERSHIP REPORTS UNDER ARTICLE 5:38,… | Final | $120K |
| — | regulatory | — | — | — |
| City | State | Employees | Phone |
|---|---|---|---|
| NEW YORK | NY | 521 | 2129696498 |
| NEW YORK | NY | 521 | 2129696498 |