SISUNG INVESTMENT MANAGEMENT SERVICES LLC of METAIRIE, LA is an SEC-registered investment adviser (CRD 107318). Regulatory assets under management: $1.9B. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM.
Clients served: High net worth, Pooled vehicles.
| Name | Role | Location |
|---|---|---|
| Lawrence John Sisung | CEO / CCO | — |
| Richard Louis Solares | SR. VP / COO | — |
| SISUNG LAWRENCE JOHN | CEO / CCO; CHAIRMAN; CHAIRMAN / CHIEF COMPLIANCE OFFICER (+2 more) | — |
| SISUNG FRANCES VARNELL | MANAGER | — |
| SISUNG ROBERT LANE | LEGAL / OPERATIONS / INVESTMENT COMMITTEE; PRES. / CEO / CFO / CLO / MGR.; PRESIDENT/MANAGER | — |
| SOLARES RICHARD LOUIS | COO / V.P.; SR. VP / COO | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2003-07-11 | regulatory | NASD ALLEGED VIOLATIONS OF MSRB RULES G-8, G-9, G-17, G-37(B), G-37(C), G-37(D), AND G-37(E). | Final | $20K |