DOWSE SECURITIES MANAGEMENT CORP
DOWSE SECURITIES MANAGEMENT CORP of NAPA, CA is an SEC-registered investment adviser (CRD 107331). Regulatory assets under management: $71.0M.
Registration
- CRD: 107331
- SEC file number: 801-13839
- Type: Registered investment adviser
- Location: 1303 JEFFERSON STREET, STE. 400A, NAPA, CA, 94559
- Phone: 707-224-7546
- Latest filing: 2011-12-20
- Regulatory AUM: $71.0M
- Discretionary AUM: $69.5M
- Non-discretionary AUM: $1.5M
- Clients: 1
- Accounts: 66
Officers, owners & control persons (4)
| Name | Role | Location |
|---|
| BUNJE RALPH B | DIRECTOR | — |
| DOWSE TOM ALAN | PRESIDENT/CHIEF COMPLIANCE OFFICER | — |
| LYONS TIMOTHY K | DIRECTOR | — |
| HARBER STEVEN TODD | VICE PRESIDENT | — |
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