| Thomas Nmn Giannetti | CHIEF FINANCIAL OFFICER | — |
| Wilson Seth Warren | PRESIDENT | — |
| Jason Paul Kahn | GENERAL COUNSEL | — |
| Elizabeth Lee Richards | CHIEF COMPLIANCE OFFICER | — |
| MELHADO FREDERICK ANDERSON | DIRECTOR, EXEC. VICE PRESIDENT; VICE PRESIDENT | — |
| NICKLAS BRENT R | DIRECTOR, PRESIDENT; PRESIDENT | — |
| HARRIS NICK | DIRECTOR, EXEC. VICE PRESIDENT; EXEC. VICE PRESIDENT; VICE PRESIDENT | — |
| OUTCALT DAVID | DIRECTOR, VICE PRESIDENT; EXECUTIVE VICE PRESIDENT; VICE PRESIDENT (+1 more) | — |
| CAIN WALTER MCDUFF | DIRECTOR, EXEC. VICE PRESIDENT; EXECUTIVE VICE PRESIDENT; EXEC. VICE PRESIDENT (+1 more) | — |
| PARKE MARSHALL WAITE | EXECUTIVE VICE PRESIDENT; VICE PRESIDENT | — |
| CHAPMAN DUNCAN ANTHONY | EXECUTIVE OFFICER; EXECUTIVE VICE PRESIDENT | — |
| TESCONI LEE | EXECUTIVE VICE PRESIDENT | — |
| GIANNETTI THOMAS L | CHIEF COMPLIANCE OFFICER; CHIEF FNIANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | — |
| RICHARDS JODY LEE | CHIEF COMPLIANCE OFFICER | — |
| GIANNETTI THOMAS | CHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | — |
| WARREN WILSON S | EXECUTIVE VICE PRESIDENT | — |
| SENDELBACH KAREN | ASSISTANT SECRETARY | — |
| NICKLAS BRENT ROBERT | DIRECTOR, PRESIDENT; FOUNDER AND CHAIRMAN | — |
| WARREN WILSON SETH | EXECUTIVE OFFICER; EXECUTIVE VICE PRESIDENT; PRESIDENT | — |
| OUTCALT DAVID BUHRMAN | EXECUTIVE VICE PRESIDENT | — |
| TESCONI LEE JOSEPH | EXECUTIVE VICE PRESIDENT | — |
| KAHN JASON | CHIEF COMPLIANCE OFFICER | — |
| RISTVEDT PAL BIRGER | EXECUTIVE OFFICER | — |
| GIANNETTI THOMAS NMN | CHIEF FINANCIAL OFFICER | — |
| KAHN JASON PAUL | CHIEF COMPLIANCE OFFICER; GENERAL COUNSEL; SENIOR COUNSEL | — |