PENN MUTUAL ASSET MANAGEMENT, LLC

PENN MUTUAL ASSET MANAGEMENT, LLC of CONSHOHOCKEN, PA is an SEC-registered investment adviser (CRD 107518). Regulatory assets under management: $42.3B.

Registration

Business model

Compensation: % of AUM.

Clients served: Pooled vehicles, Charities, Investment cos.

Officers, owners & control persons (23)

NameRoleLocation
David Michael O'MalleyCHAIRMAN OF THE BOARD OF MANAGERS
Keith Gordon HuckerbyCHIEF OPERATING OFFICER, MANAGER OF BOARD OF MANAGERS
Victoria Marie RobinsonCHIEF COMPLIANCE OFFICER, MANAGER OF BOARD OF MANAGERS
Richard Matthew KlenkMANAGER OF BOARD OF MANAGERS
Stephen Charles KennedyMANAGER OF BOARD OF MANAGERS
Mark Emory HeppenstallPRESIDENT & CIO, MANAGER OF BOARD OF MANAGERS
David Michael RaszejaMANAGER OF BOARD OF MANAGERS
Aaron J GordonMANAGER OF BOARD OF MANAGERS
VOGT PETER JOHNDIRECTOR
WOOD BARBARA SHELDONSVP; SVP,TREASURER & CHIEF COMPLIANCE OFFICER,CHIEF FINANCIAL OFFICER; VP,TREASURER & SECRETARY,CHIEF COMPLIANCE OFFICER,CHIEF FINANCIAL OFFICER
SHERMAN PETER MOFFITPRESIDENT & CHIEF EXECUTIVE OFFICER,CHAIRMAN OF THE BOARD
CHAPPELL ROBERT EUGENEDIRECTOR
MERRIMAN RICHARDSON TAYLORDIRECTOR; SENIOR VICE PRESIDENT & DIRECTOR
O'MALLEY DAVID MICHAELCHAIRMAN OF THE BOARD OF MANAGERS; CHIEF EXECUTIVE OFFICER, CHAIRMAN OF THE BOARD; CHIEF EXECUTIVE OFFICER, CHAIRMAN OF THE BOARD OF MANAGERS (+1 more)
ROBINSON VICTORIA MARIECHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER / CHIEF OPERATING OFFICER; CHIEF COMPLIANCE OFFICER / CHIEF OPERATIONS OFFICER (+1 more)
MCDONNELL EILEEN CLAIREDIRECTOR; MANAGER OF THE BOARD
DEAKINS SUSAN TWINEDIRECTOR
HUCKERBY KEITH GORDONCHIEF OPERATING OFFICER, MANAGER OF BOARD OF MANAGERS; PRESIDENT, CHIEF MARKETING OFFICER; PRESIDENT, CHIEF OPERATING OFFICER
RASZEJA DAVID MICHAELMANAGER OF BOARD OF MANAGERS
Zhao WeiCHIEF COMPLIANCE OFFICER
GORDON AARON JMANAGER OF BOARD OF MANAGERS
HEPPENSTALL MARKPRESIDENT & CIO, MANAGER OF BOARD OF MANAGERS
HEPPENSTALL MARK EMORYPRESIDENT & CIO, MANAGER OF BOARD OF MANAGERS

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