AMUNDI ASSET MANAGEMENT US, INC. of BOSTON, MA is an SEC-registered investment adviser (CRD 107719). Regulatory assets under management: $122.1B.
Compensation: % of AUM, Performance.
Clients served: High net worth, Pooled vehicles, Charities, Investment cos.
Showing 25 of 39 people.
| Name | Role | Location |
|---|---|---|
| Dominique Carrel-Billiard | DIRECTOR | Greenwich, CT |
| John Michael Malone | MANAGING DIRECTOR | — |
| Yana Karalnik | CHIEF COMPLIANCE OFFICER | Boston, MA |
| Gregg Matthew Dooling | CHIEF FINANCIAL OFFICER | — |
| Lisa M Jones | PRESIDENT, CHAIRMAN & CHIEF EXECUTIVE OFFICER, DIRECTOR | — |
| Patrice Etienne Blanc | CHIEF OPERATIONS OFFICER, DIRECTOR | — |
| Bernard Henri De Wit | DIRECTOR | — |
| John David Johnson | CHIEF LEGAL OFFICER | — |
| Marco Pirondini | CHIEF INVESTMENT OFFICER, EVP | — |
| COGAN JOHN FRANCIS | CHAIRMAN & DIRECTOR; DIRECTOR; PRESIDENT & DIRECTOR | — |
| JOHNSON CLARK DAVID | CHIEF LEGAL OFFICER | — |
| GERACI DANIEL THEODORE | DIRECTOR & PRESIDENT | — |
| GOODWIN MARK DAVID | CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER & TREASURER; CHIEF OPERATING OFFICER; TREASURER AND CHIEF FINANCIAL OFFICER | — |
| HOOD OSBERT MARTIN | CHIEF OPERATING OFFICER; PRESIDENT & DIRECTOR | — |
| BOURASSA DOROTHY ELIZABETH | CHIEF LEGAL OFFICER | — |
| CULLEN TERRENCE JOSEPH | CHIEF COMPLIANCE OFFICER; CHIEF LEGAL OFFICER | — |
| KOENIG ANTHONY JOHN | CHIEF FINANCIAL OFFICER | — |
| CARREL-BILLIARD DOMINIQUE | DIRECTOR | — |
| DE CASTRIES HENRI | DIRECTOR | — |
| WOLIN MARTIN JOEL | CHIEF COMPLIANCE OFFICER | — |
| JONES TODD M | PRESIDENT, CHAIRMAN & CHIEF EXECUTIVE OFFICER, DIRECTOR | — |
| ANDERHOLM TERI WALTNER | CHIEF COMPLIANCE OFFICER | — |
| KINGSBURY DANIEL KEITH | PRESIDENT, CHAIRMAN, CHIEF EXECUTIVE OFFICER & DIRECTOR; PRESIDENT, CHIEF EXECUTIVE OFFICER & DIRECTOR | — |
| PIRONDINI MARCO | CHIEF INVESTMENT OFFICER, EVP | — |
| DOOLING GREGG MATTHEW | CHIEF FINANCIAL OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2021-07-29 | regulatory | THE LUXEMBOURG COMMISSION DE SURVEILLANCE DU SECTEUR FINANCIER (CSSF) CONFIRMED ON JULY 29TH, 2021 TO AMUNDI LUXEMBOURG THE CONCLUSIONS OF ITS ON-SITE INSPECTION, CARRIED OUT IN APRIL-MAY 2019, ON CORPORATE GOVERNANCE AND ANTI-MONEY LAUNDERING / COUNTER-TERRORIST FINANCING. | Final | $153K |
| 2020-06-12 | regulatory | FOLLOWING AN INVESTIGATION CONDUCTED FROM 2017 TO 2019, THE FRENCH FINANCIAL MARKETS AUTHORITY (AUTORITÉ DES MARCHÉS FINANCIERS [AMF]) NOTIFIED AMUNDI OF GRIEVANCES ON JUNE 12, 2020. THE GRIEVANCES RELATE TO CERTAIN TRANSACTIONS CARRIED OUT BETWEEN 2014 AND 2015 BY TWO FORMER NON-US EMPLOYEES OF AMU… | Final | $37.9M |
| 2019-05-07 | regulatory | GRIEVANCE RELATING TO THE PUBLICATION ON THE AMUNDI WEBSITE FOR BELGIAN INVESTORS OF A COMMERCIAL DOCUMENTATION WHICH, IN ITS DUTCH VERSION, MENTIONED AN ANNUAL PERFORMANCE TARGET OF 7% WHILE, DURING THE APPROVAL PROCESS BASED ON A FRENCH WRITTEN TEMPLATE OF THE COMMERCIAL DOCUMENTATION, THE BELGIAN… | Final | $60K |
| 2018-12-20 | regulatory | THE EUROPEAN COMMISSION ANNOUNCED ON DECEMBER 20, 2018 THAT IT REACHED A PRELIMINARY VIEW THAT CERTAIN BANKS HAVE BREACHED EU ANTITRUST RULES. THE ALLEGATIONS RELATE TO THE TRADING OF USD-DENOMINATED SOVEREIGN, SUPRA-SOVEREIGN, AND AGENCY ("SSA") BONDS ON THE SECONDARY MARKET BETWEEN JANUARY 2013 AN… | On Appeal | $4.8M |
| 2018-07-16 | regulatory | THIS PENALTY WAS IMPOSED FOR BREACH OF THE PROCEDURE LAID DOWN IN ARTICLE 26(3) OF REGULATION (EU)NO 575/2013 OF THE EUROPEAN PARLIAMENT BY CLASSIFYING CAPITAL INSTRUMENTS AS COMMON EQUITY TIER 1 INSTRUMENTS DURING THREE (FIVE FOR CASA) CONSECUTIVE QUARTERLY REPORTING PERIODS AND TWO (THREE FOR CASA… | Final | $4.6M |
| 2015-10-19 | regulatory | CRÉDIT AGRICOLE SA (CASA) AND ITS SUBSIDIARY CRÉDIT AGRICOLE CORPORATE AND INVESTMENT BANK (CACIB) HAVE REACHED AGREEMENTS WITH THE U.S. AND NEW YORK AUTHORITIES THAT HAVE BEEN CONDUCTING INVESTIGATIONS REGARDING U.S. DOLLAR TRANSACTIONS BETWEEN 2003 AND 2008 SUBJECT TO U.S. ECONOMIC SANCTIONS AND C… | Final | $787.3M |
| 2014-05-19 | regulatory | ON DECEMBER 7, 2016, THE EUROPEAN COMMISSION (THE "COMMISSION") ANNOUNCED THAT IT FINED CREDIT AGRICOLE S.A. ("CASA") AND CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK ("THE BANK"), HSBC, AND JPMORGAN CHASE FOR ANTICOMPETITIVE PRACTICES CONCERNING BENCHMARK INTEREST RATES. THE COMMISSION CLAIMS THAT… | On Appeal | $120.6M |
Hedge Fund: 5 · Other Private Fund: 1
| Fund | Type | Formed | Owners | Gross asset value | Min investment |
|---|---|---|---|---|---|
| INSTITUTIONAL MULTI SECTOR FIXED INCOME PORTFOLIO | Hedge Fund | Delaware | 9 | $969.7M | $3.0M |
| CAROLINA SECURITIZED CREDIT OPPORTUNITIES MASTER LTD. | Hedge Fund | Cayman Islands | 3 | $51.6M | $2.0M |
| CAROLINA SECURITIZED CREDIT OPPORTUNITIES LTD. | Hedge Fund | Cayman Islands | 1 | $51.5M | $2.0M |
| EMERGING MARKETS EQUITY FOCUS PORTFOLIO | Hedge Fund | Delaware | 2 | $51.1M | $3.0M |
| ILS ORION FUND LTD. | Other Private Fund | Bermuda | 3 | $16.5M | $10.0M |
| CAROLINA SECURITIZED CREDIT OPPORTUNITIES LLC | Hedge Fund | Delaware | 2 | $3K | $2.0M |
| City | State | Employees | Phone |
|---|---|---|---|
| DURHAM | NC | 27 | 919-967-7221 |