UBS INTERNATIONAL INC.

UBS INTERNATIONAL INC. of NEW YORK, NY is an SEC-registered investment adviser (CRD 107726). Regulatory assets under management: $1.5B.

Registration

Officers, owners & control persons (25)

NameRoleLocation
FERGUSON SEAN PATRICKHEAD OF OPERATIONS
ROWLAND CHRISTOPHER JOHNDIRECTOR
SCAVO JOSEPH FRANKAML OFFICER; AML OFFICER / CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER
GONZALEZ RICARDO ALBERTO JRCEO/DIRECTOR/MUNI PRINCIPAL; CHAIRMAN/CEO/DIRECTOR/MUNI PRINCIPAL; CHAIRMAN/DIRECTOR/MUNI PRINCIPAL (+1 more)
TOWNLEY KENNETH MICHAELCHIEF COMPLIANCE OFFICER; DEPUTY DIRECTOR OF COMPLIANCE
NOAH SCOTT IVESCHIEF LEGAL OFFICER; CHIEF LEGAL OFFICER/DIRECTOR
SAFIR RONALD AARONDIRECTOR
TROTTA ELAINE MARIECHIEF ADMINISTRATIVE OFFICER
SULLIVAN KATHLEEN FRANCESASSOCIATE DIRECTO/CROP/SROP
BURRI RUDOLFCHIEF OPERATING OFFICER; CHIEF OPERATING OFFICER/DIRECTOR; CO-HEAD OF MARKETING
ALVEY ESTILLCFO
BRYDE ANNABELLEDIRECTOR
TORREGIANO MICHAEL JAMESASSOCIATE DIRECTOR / CROP; ASSOCIATE DIRECTOR / CROP/SROP; CHIEF COMPLIANCE OFFICER
QUINN MICHAEL JOSEPHCFO
FREY WILLIAM PATRICKCFO
WORDEN PETER WOODBURNHEAD OF OPERATIONS
DODD DAVID MARTINCEO/DIRECTOR
ROWLAND CHRISTOPHER JCEO/PRESIDENT/DIRECTOR; CEO/PRESIDENT/MANAGER; DIRECTOR
TOOTHAKER THOMAS RONALDCHIEF LEGAL OFFICER/DIRECTOR; CHIEF LEGAL OFFICER/MANAGER; DIRECTOR
COSTANZA JOSEPH JAMESBRANCH MANAGER/ROP/CROP/SROP; BRANCH MANAGER/ROP/CROP/SROP/MUNI PRINCIPAL; BRANCH MANAGER/ROP/SROP
SUTER HANS RUDOLFCHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER/DIRECTOR
CHAO ROBERTCFO
SIPES JAMES RICHARDCHAIRMAN
CHANDLER JASON RICHARDCHAIRMEN AND DIRECTOR
SIMON-VERMOT RAYMONDCO-HEAD OF MARKETING/DIRECTOR; CO-HEAD OF MARKETING/MANAGER

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