THE ROOSEVELT INVESTMENT GROUP, LLC of NEW YORK, NY is an SEC-registered investment adviser (CRD 107853). Regulatory assets under management: $2.7B.
| Name | Role | Location |
|---|---|---|
| SHEER ARTHUR HOWARD | CEO; CHAIRMAN; CHAIRMAN AND CEO (+2 more) | — |
| SHEER L DAVID | CFO; CHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER, CO-CEO (+3 more) | — |
| SHEER ADAM JONATHAN | CO-CEO; PRESIDENT | — |
| HSIA SVEN ERIK | CHIEF COMPLIANCE OFFICER MANAGING DIRECTOR; MANAGING DIRECTOR; SHAREHOLDER | — |
| GUARINO DONALD JOHN | MANAGING DIRECTOR; SHAREHOLDER | — |
| SPEAR BERNARD | MANAGING DIRECTOR; SHAREHOLDER | — |
| ROOSEVELT TWEED | MANAGING DIRECTOR; SHAREHOLDER | — |
| MEYER STEVEN LAWRENCE | MANAGING DIRECTOR; SHAREHOLDER | — |
| ROGERS RANDOLPH CHRISTIAN | MANAGING DIRECTOR; NATIONAL SALES MANAGER; PRESIDENT | — |
| SHEER JASON MICAH | ANALYST; SHAREHOLDER | — |
| SHEER ADAM | DIRECTOR OF MARKETING; PRESIDENT | — |
| NAKAMURA LARRY TRISTON | CHIEF COMPLIANCE OFFICER | — |
| MULLIN JOHN JAMES | MANAGING DIRECTOR | — |
| HECKMAN LEILA B | MANAGING DIRECTOR | — |
| POTTER HOWARD STEVEN | MANAGING DIRECTOR | — |
| WEISS STEVEN | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER; GENERAL COUNSEL | — |
| CHOPRA VIJAY KUMAR | MANAGING DIRECTOR | — |
| WEISS STEVEN KENNETH | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER; GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER; GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER | — |
| CHALFIN DAVID ALLAN | CHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER, MANAGING DIRECTOR | — |
| SHEER BARBARA ANN | DIRECTOR | — |
| CHALFIN DAVID | CHIEF FINANCIAL OFFICER, MANAGING DIRECTOR; MANAGING DIRECTOR | — |
| SHEER BARBARA A | DIRECTOR | — |
| Hsia Ay-Whang Ong | TRUSTEE | — |
| ROSCOE JOHN SCOTT | CHIEF INVESTMENT OFFICER, SENIOR PORTFOLIO MANAGER | — |
| BAIROS KAREN MARIE | CHIEF OPERATING OFFICER | — |