PARADIGM CAPITAL MANAGEMENT, INC. of ALBANY, NY is an SEC-registered investment adviser (CRD 107982). Regulatory assets under management: $2.4B. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Performance.
Clients served: High net worth, Pooled vehicles, Investment cos.
| Name | Role | Location |
|---|---|---|
| Candace King Weir | DIRECTOR/PORTFOLIO MANAGER/CEO/CIO; SHAREHOLDER | Albany, NY |
| Amelia Farley Weir | DIRECTOR/SENIOR VICE PRESIDENT/PORTFOLIO MANAGER | — |
| Carl Anthony Florio | DIRECTOR AND VICE CHAIRMAN | — |
| Gregg Alan Miller | CHIEF COMPLIANCE OFFICER | — |
| Peter John Mcmillen | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER | — |
| Robert Albert Benton | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER, DIRECTOR | — |
| FLORIO CARL | DIRECTOR; DIRECTOR AND VICE CHAIRMAN | — |
| MILLER CRAIG ALAN | CHIEF COMPLIANCE OFFICER | — |
| BULGER PETER EDWARD | CHIEF COMPLIANCE OFFICER, DIRECTOR; CHIEF COMPLIANCE OFFICER/DIRECTOR; DIRECTOR | — |
| WALTHAUSEN JOHN BUTLER | DIRECTOR/PORTFOLIO MANAGER; SENIOR VICE PRESIDENT, PORTFOLIO MANAGER | — |
| WEIR CANDACE KING | DIRECTOR/PORTFOLIO MANAGER/CEO; DIRECTOR/PORTFOLIO MANAGER/CEO/CIO; SHAREHOLDER (+1 more) | — |
| WEIR AMELIA FARLEY | DIRECTOR/SENIOR VICE PRESIDENT; DIRECTOR/SENIOR VICE PRESIDENT/PORTFOLIO MANAGER; SHAREHOLDER (+1 more) | — |
| WEIR KATHERINE BROUSSARD | SHAREHOLDER | — |
| DE LUCA DAVID JOHN | CHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER, DIRECTOR; CHIEF FINANCIAL OFFICER, TREASURER, DIRECTOR | — |
| DIVENCENZO CHARLES JOSEPH | SENIOR VICE PRESIDENT, CHIEF OPERATING OFFICER; SENIOR VICE PRESIDENT, CHIEF OPERATING OFFICER, DIRECTOR | — |
| GULICK JOHN VINCENT | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | — |
| BENTON ROBERT A | DIRECTOR; DIRECTOR, CHIEF FINANCIAL OFFICER | — |
| BENTON ROBERT ALBERT | CHIEF COMPLIANCE OFFICER; DIRECTOR, CHIEF FINANCIAL OFFICER; SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER (+1 more) | — |
| CAVOLI MAE A | CHIEF OPERATING OFFICER/CHIEF LEGAL OFFICER/CHIEF COMPLIANCE OFFICER, DIRECTOR; CHIEF OPERATING OFFICER/CHIEF LEGAL OFFICER/DIRECTOR; PRESIDENT/CHIEF LEGAL OFFICER/DIRECTOR | — |
| WEIR CANDACE LOUGHLIN | DIRECTOR/PORTFOLIO MANAGER/CEO | — |
| Signor Thomas Harry | CHIEF COMPLIANCE OFFICER | — |
| FLORIO CARL ANTHONY | DIRECTOR AND VICE CHAIRMAN | — |
| SPYCHALSKI SARA ELIZABETH | CHIEF COMPLIANCE OFFICER | — |
| Richard James Gimon | CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| — | regulatory | ADVISORY AFFILIATES ARE REGISTERED THROUGH THE IARD SYSTEM OR CRD SYSTEM AND THE ADVISORY AFFILIATES SUBMITTED A DRP. | Final | — |
| — | regulatory | ADVISORY AFFILIATE IS REGISTERED THROUGH THE IARD SYSTEM OR CRD SYSTEM AND THE ADVISORY AFFILIATE SUBMITTED A DRP. | Final | — |