ABACUS PLANNING GROUP, INC. of COLUMBIA, SC is an SEC-registered investment adviser (CRD 107994). Regulatory assets under management: $2.2B.
Compensation: % of AUM, Hourly, Fixed.
Clients served: Individuals, High net worth, Investment cos.
| Name | Role | Location |
|---|---|---|
| Scott A Jones | SHAREHOLDER | Fishers, IN |
| Charles Bays Flowers | CHIEF INVESTMENT OFFICER/CO-PRESIDENT | Columbia, SC |
| Cheryl Rene Holland | TREASURER | — |
| Ximena Alexandra Chastain | SECRETARY | — |
| Jonathan J Robertson | SHAREHOLDER/CHIEF COMPLIANCE OFFICER/CO-PRESIDENT | — |
| Mary Laird Whitmire Green | SHAREHOLDER | — |
| Stephen Jones Scott | SHAREHOLDER | — |
| HOLLAND CHERYL RENEE | PRESIDENT | — |
| VALLEY STEPHEN BARTON | CHIEF COMPLIANCE OFFICER; SHAREHOLDER | — |
| HAMMER CHARLES WARREN | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER; CHIEF COMPLIANCE OFFICER - COO; CHIEF OPERATIONS OFFICER | — |
| ROBERTSON CORBIN J | SHAREHOLDER; SHAREHOLDER/CHIEF COMPLIANCE OFFICER; SHAREHOLDER/CHIEF COMPLIANCE OFFICER/CO-PRESIDENT | — |
| HOLLAND CHERYL RENE | PRESIDENT; SHAREHOLDER | — |
| FLOWERS CHARLES BAYS | CHIEF INVESTMENT OFFICER; CHIEF INVESTMENT OFFICER/CO-PRESIDENT | — |
| CHASTAIN XIMENA ALEXANDRA | SECRETARY/TREASURER | — |
| GREEN MARY LAIRD WHITMIRE | SHAREHOLDER | — |
| Jonathan J. Robertson | SHAREHOLDER/CHIEF COMPLIANCE OFFICER/CO-PRESIDENT; SHAREHOLDER/CO-PRESIDENT | — |
| Marc Emerson Mcqueen | CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2024-06-24 | regulatory | THE SEC IDENTIFIED FAILURES BY THE FIRM TO COMPLY WITH ADVISERS ACT RULE 206(4)-1 (THE "MARKETING RULE"). SPECIFICALLY, AFTER THE COMPLIANCE DEADLINE FOR THE MARKETING RULE ON NOVEMBER 4, 2022, AND CONTINUING THROUGH JUNE 27, 2024, THE SEC ALLEGED THAT THE FIRM DISSEMINATED AN ADVERTISEMENT CONTAINI… | Final | $150K |