J. L. BAINBRIDGE & CO., INC. of SARASOTA, FL is an SEC-registered investment adviser (CRD 108058). Regulatory assets under management: $1.4B. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM.
Clients served: Individuals, High net worth.
Showing 25 of 30 people.
| Name | Role | Location |
|---|---|---|
| David Ryan Thompson | VICE PRESIDENT/OWNER | Austin, TX |
| Jerry Lee Bainbridge | OWNER/CEO | — |
| Fay Ellen Bainbridge | TREASURER/SECRETARY/OWNER | — |
| Bridget Lee Schoonover | OWNER | — |
| Joel Gordon Oldham | SENIOR VICE PRESIDENT/OWNER | — |
| John Brewster Leeming | PRESIDENT/CHIEF COMPLIANCE OFFICER/OWNER | — |
| Angela Schoonover | OWNER | — |
| Bethany Schoonover | OWNER | — |
| Jennifer Chauvel | CLIENT SERVICES/COMPLIANCE MANAGER/OWNER | Sarasota, FL |
| Charles Schoonover | OWNER | — |
| Danielle Ambrosio Chueka | CLIENT SERVICES MANAGER/OWNER | — |
| BAINBRIDGE JERRY | PRESIDENT | — |
| BAINBRIDGE FAY ELLEN | TREASURER/SECRETARY; TREASURER/SECRETARY/OWNER | — |
| BAINBRIDGE BARTON | CHIEF COMPLIANCE OFFICER | — |
| SCHOONOVER KIP D | CHIEF COMPLIANCE OFFICER; OWNER | — |
| SCHOONOVER BRIDGET LEE | OWNER | — |
| OLDHAM JOEL GORDON | OWNER; SENIOR VICE PRESIDENT/OWNER | — |
| BAINBRIDGE BARTON LEE | CCO; CEO; CEO/OWNER (+3 more) | — |
| THOMPSON CHRISTOPHER RYAN | VICE PRESIDENT/OWNER | — |
| LEEMING JOHN BREWSTER | CCO; PRESIDENT/CHIEF COMPLIANCE OFFICER/OWNER; SENIOR VICE PRESIDENT/CCO/OWNER (+1 more) | — |
| SCHOONOVER ANGELA | OWNER | — |
| SCHOONOVER BETHANY | OWNER | — |
| MESSER ROBYN | OFFICE MANAGER/CLIENT SERVICES/OWNER | — |
| CHAUVEL JENNIFER | CLIENT SERVICES/COMPLIANCE MANAGER/OWNER | — |
| SCHOONOVER CHARLES | OWNER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2018-08-10 | regulatory | RYAN THOMPSON ACCEPTS AND CONSENTS WITHOUT ADMITTING OR DENYING THE FINDINGS THAT HE VIOLATED 517.12(4), FLORIDA STATUTES, BY ENGAGING IN BUSINESS FROM OFFICES WITHIN THE STATE, WITHIN THE STATE, WITHOUT BEING REGISTERED BY THE OFFICE AS AN ASSOCIATED PERSON OF A FEDERAL COVERED ADVISER. SUCH UNREGI… | Final | $6K |