KB & PARTNERS MANAGEMENT CO LLC of NEW YORK, NY is an SEC-registered investment adviser (CRD 108105). Regulatory assets under management: $52.8M.
Compensation: % of AUM, Performance.
Clients served: Investment cos.
| Name | Role | Location |
|---|---|---|
| Thomas Graham Kahn | CHAIRMAN, PRESIDENT, CHIEF COMPLIANCE OFFICER, ASST. SECRETARY, TREASURER AND DIRECTOR | New York, NY |
| Andrew S Kahn | SENIOR VICE PRESIDENT AND DIRECTOR | — |
| SULLIVAN NEIL JOSEPH | NONE | — |
| KAHN IRVING | CHAIRMAN; HONORARY CHAIRMAN | — |
| KAHN THOMAS GRAHAM | CHAIRMAN, PRESIDENT, CHIEF COMPLIANCE OFFICER; CHAIRMAN, PRESIDENT, CHIEF COMPLIANCE OFFICER, ASST. SECRETARY, TREASURER; CHAIRMAN, PRESIDENT, CHIEF COMPLIANCE OFFICER, ASST. SECRETARY, TREASURER AND DIRECTOR (+2 more) | — |
| DELUCA WILLIAM FRANCIS | VICE PRESIDENT; VICE PRESIDENT & SECRETARY | — |
| SERWITZ MARSHALL DAVID | NONE | — |
| KAHN JONATHAN S | SENIOR VICE PRESIDENT AND DIRECTOR; TRUSTEE; VICE PRESIDENT (+1 more) | — |
| KAHN ELIZABETH | TRUSTEE | — |
| KAHN VICTORIA | TRUSTEE | — |
| SHAFFER ARLINE | TRUSTEE | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2022-06-06 | regulatory | ON JUNE 6, 2022 KAHN BROTHERS ADVISORS AND THOMAS KAHN AGREED TO A SETTLEMENT WITH THE SEC THROUGH AN ORDER INSTITUTING ADMINISTRATIVE PROCEEDINGS IN WHICH THE PARTIES DID NOT ADMIT OR DENY A NARRATIVE OF EVENTS CONCERNING AGGREGATION, DISCLOSURE AND PROCEDURES RELATED TO CLIENTS BROKERING WITH AN A… | Final | $250K |