SULLIVAN NEIL JOSEPH appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. SULLIVAN NEIL JOSEPH appears on 24 filing roles across Form ADV (24).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | MARINER INVESTMENT GROUP, LLC | PARTNER | NEW YORK, NY |
| — | Form ADV | GLG LLC | CHIEF FINANCIAL OFFICER | NEW YORK, NY |
| — | Form ADV | COHEN & STEERS ASIA LIMITED | RESPONSIBLE OFFICER | CENTRAL |
| — | Form ADV | PGIM, INC. | DIRECTOR | NEWARK, NJ |
| — | Form ADV | PGIM LIMITED | CHIEF EXECUTIVE OFFICER (FIXED INCOME) | LONDON |
| — | Form ADV | TB EARLY MANAGEMENT LIMITED | EXECUTIVE OFFICER | GRAND CAYMAN |
| — | Form ADV | TB MANAGEMENT HOLDINGS LIMITED | EXECUTIVE OFFICER | GRAND CAYMAN |
| — | Form ADV | MOODY ALDRICH PARTNERS, LLC | MEMBER | MARBLEHEAD, MA |
| — | Form ADV | BOREALIS STRATEGIC CAPITAL PARTNERS, LP | CHIEF COMPLIANCE OFFICER | CHICAGO, IL |
| — | Form ADV | COHESION WEALTH MANAGEMENT, LLC | MANAGING MEMBER | BROOMFIELD, CO |
| — | Form ADV | PGIM FUND MANAGEMENT LIMITED | DIRECTOR | LONDON |
| — | Form ADV | RESQ INVESTMENT PARTNERS, LLC | OWNER | SCOTTSDALE, AZ |
| — | Form ADV | AUGUSTINE ASSET MANAGEMENT INC | PRESIDENT, CHIEF OPERATIONS OFFICER | JACKSONVILLE, FL |
| — | Form ADV | KB & PARTNERS MANAGEMENT CO LLC | NONE | NEW YORK, NY |
| — | Form ADV | ARGONAUT PRIVATE CAPITAL, LP | CHIEF COMPLIANCE OFFICER | TULSA, OK |
| — | Form ADV | SULLIVAN & SERWITZ INVESTMENT ADVISORS INC | PRESIDENT | LOS ALTOS, CA |
| — | Form ADV | AURORA INVESTMENT MANAGEMENT L.L.C. | CHIEF FINANCIAL OFFICER | OAKBROOK TERRACE, IL |
| — | Form ADV | PRAMERICA ASSET MANAGEMENT, INC. | PRESIDENT & DIRECTOR | NEWARK, NJ |
| — | Form ADV | BINGHAM LEGG ADVISERS LLC | MANAGING DIRECTOR - CLIENT DEVELOPMENT | BOSTON, MA |
| — | Form ADV | PRUDENTIAL ASIA FUND MANAGEMENT LIMITED | DIRECTOR | CENTRAL HONGKONG |
| — | Form ADV | SUNDERLAND CAPITAL PARTNERS LP | MANAGING DIRECTOR | BOSTON, MA |
| — | Form ADV | RADIANCE ASSET MANAGEMENT, LLC | VICE PRESIDENT | BOSTON, MA |
| — | Form ADV | RYZZ CAPITAL MANAGEMENT, LLC | PARTNER | CARLSBAD, CA |
| — | Form ADV | PRISMATIC INVESTMENTS, INC. | CHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER | SEATTLE, WA |