DLJ MERCHANT BANKING III INC

DLJ MERCHANT BANKING III INC of NEW YORK, NY is an SEC-registered investment adviser (CRD 108229). Regulatory assets under management: $3.3B.

Registration

Officers, owners & control persons (22)

NameRoleLocation
James A EvansDIRECTOR & MANAGING DIRECTORDowners Grove, IL
James Thomas EvansDIRECTOR & MANAGING DIRECTORCincinnati, OH
James D EvansDIRECTOR & MANAGING DIRECTORHillsboro, OH
Dean ThompsonDIRECTOR; DIRECTOR AND MANAGING DIRECTOR; DIRECTOR & MANAGING DIRECTOR (+1 more)Pittsburgh, PA
James Lee EvansDIRECTOR & MANAGING DIRECTOR
ROGERS HARTLEY RAYMONDMANAGING DIRECTOR
HORNIG GEORGE RONALDDIRECTOR AND MANAGING DIRECTOR; MANAGING DIRECTOR
MORIZIO EMIDIOCHIEF COMPLIANCE OFFICER
POLETTI EDWARD ADIRECTOR AND PRINCIPAL; PRINCIPAL; PRINCIPAL & CONTROLLER
ARNABOLDI NICOLE I SINCEKDIRECTOR; DIRECTOR AND MANAGING DIRECTOR; DIRECTOR & MANAGING DIRECTOR (+1 more)
DODES IVY BGENERAL COUNSEL; SENIOR VICE PRESIDENT & ASSISTANT GENERAL COUNSEL
RATTNER STEVEN CHARLESDIRECTOR AND MANAGING DIRECTOR
LOHSEN KENNETH JOHNDIRECTOR AND MANAGING DIRECTOR
BESSEL MICHAEL JOSEPHCHIEF COMPLIANCE OFFICER
RYAN EILEEN ECHIEF COMPLIANCE OFFICER
SINGH SHIVINDER MOHANDIRECTOR AND MANAGING DIRECTOR
GUARNERI LOUISECHIEF COMPLIANCE OFFICER
SCHLOSS LAWRENCE MICHAELCHAIRMAN
GRAUER PETER THACHERDIRECTOR & MANAGING DIRECTOR
WYSS KARL ROBERTMANAGING DIRECTOR
RUSH ANDREW HENRYDIRECTOR & MANAGING DIRECTOR
ARNABOLDI NICOLE SINEKDIRECTOR AND MANAGING DIRECTOR

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