ADVISORY RESEARCH INC

ADVISORY RESEARCH INC of CHICAGO, IL is an SEC-registered investment adviser (CRD 108254). Regulatory assets under management: $991.3M.

Registration

Business model

Compensation: % of AUM, Performance.

Clients served: High net worth, Pooled vehicles, Investment cos.

Officers, owners & control persons (35)

Showing 25 of 35 people.

NameRoleLocation
Matthew Kent SwaimCHAIRMAN, CHIEF EXECUTIVE OFFICER, AND DIRECTOR; SHAREHOLDER
Bruce Michael ZessarCHIEF COMPLIANCE OFFICER, CORPORATE SECRETARY AND MANAGING DIRECTOR
SMITH M GREGORYBOARD MEMBER
CESARONE BRITT ADELBERTVICE PRESIDENT
GREENWOOD RICHARD ALLENPRINCIPAL
PETTIT KENTON KELLERCHIEF COMPLIANCE OFFICER
MANNION ANN MARIEVICE PRESIDENT/SHAREHOLDER
TYNES ROBERT SHERMANVICE PRESIDENT
HELLER DAVID BRUNOCHAIRMAN; PRESIDENT
OBRIEN BRIEN MICHAELCEO AND CHAIRMAN; CEO AND CHAIRMAN (CHIEF COMPLIANCE OFFICER); CEO AND PRESIDENT (+4 more)
CRAWSHAW CHRISTOPHER DYSONMANAGING DIRECTOR; MANAGING DIRECTOR /SHAREHOLDER; PRESIDENT AND CHIEF EXECUTIVE OFFICER (+4 more)
LANGER JAMES MILTON THOMASVICE PRESIDENT/SHAREHOLDER
ROTHMEYER TRACY ELIZABETHVICE PRESIDENT/SHAREHOLDER
GALLOP JOHN SAMUELMANAGING DIRECTOR/SHAREHOLDER
WEINSTEIN WILLIAM KLATOFFSHAREHOLDER
SCHONEMAN DEBBRA LYNNCHIEF FINANCIAL OFFICER; DIRECTOR
HASTEN MARYDIRECTOR
HELLER DIANE BDIRECTOR
HELLER LEE ELLENDIRECTOR
HARRINGTON DIANA LYNNVICE PRESIDENT
CUNNANE JAMES JOSEPHDIRECTOR AND CHIEF INVESTMENT OFFICER OF MLP INVESTMENT TEAM
STEINER SUSAN LYNNCHIEF COMPLIANCE OFFICER
HOPFENSPERGER CARI ANNCHIEF COMPLIANCE OFFICER; VICE PRESIDENT, CHIEF COMPLIANCE OFFICER
CALBY HEATHER LCHIEF FINANCIAL OFFICER
LEVY ARI BRITTVICE PRESIDENT

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