SMITH M GREGORY appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. SMITH M GREGORY appears on 15 filing roles across Form ADV (15).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | DEFINED FINANCIAL PLANNING LLC | DIRECTOR OF TAX PLANNING | SAN RAFAEL, CA |
| — | Form ADV | GRIFFITHS, DREHER & EVANS, P.S., CPAS | SHAREHOLDER | SPOKANE, WA |
| — | Form ADV | INVICTUS CAPITAL PARTNERS | MEMBER | WASHINGTON, DC |
| — | Form ADV | CPA ASSET MANAGEMENT GROUP, LLC | VICE PRESIDENT/MANAGING MEMBER | WEST PALM BEACH, FL |
| — | Form ADV | SMITH SALLEY WEALTH MANAGEMENT | MANAGING MEMBER/CHAIRMAN | GREENSBORO, NC |
| — | Form ADV | ADVISORY RESEARCH INC | BOARD MEMBER | CHICAGO, IL |
| — | Form ADV | CAPITAL ASSET MANAGEMENT, INC. | PORTFOLIO MANAGER AND CHIEF INVESTMENT OFFICER | COLUMBUS, OH |
| — | Form ADV | CAPITAL ADVISORY GROUP, LLC | MANAGING PRINCIPAL | RICHMOND, VA |
| — | Form ADV | ANNADEL CAPITAL, INC. | SECRETARY/ TREASURER AND CCO | SAN RAFAEL, CA |
| — | Form ADV | FIDUCIARY ASSET MANAGEMENT INC. | BOARD MEMBER | CLAYTON, MO |
| — | Form ADV | ZENITH CAPITAL, LLC. | TREASURER AND CHIEF FINANCIAL OFFICER | SANTA ROSA, CA |
| — | Form ADV | PIPER JAFFRAY INVESTMENT MANAGEMENT, LLC | CHIEF OPERATING OFFICER | MINNEAPOLIS, MN |
| — | Form ADV | CAPGROUP INVESTMENT ADVISORS, INC. | MANAGING DIRECTOR | RICHMOND, VA |
| — | Form ADV | NEW STAR ASSET MANAGEMENT LTD | DIRECTOR | LONDON |
| — | Form ADV | BLOOOM, INC. | PRESIDENT | — |