FIDELITY MANAGEMENT & RESEARCH COMPANY LLC of BOSTON, MA is an SEC-registered investment adviser (CRD 108281). Regulatory assets under management: $5.7T. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Fixed, Performance, Other.
Clients served: High net worth, Charities, Investment cos, Other.
Showing 25 of 101 people.
| Name | Role | Location |
|---|---|---|
| Gerard John McGraw | ELECTED MANAGER | Holmdel, NJ |
| Cynthia Lo Bessette | SENIOR VICE PRESIDENT, SECRETARY, CHIEF LEGAL OFFICER | Boston, MA |
| NICOLE JANE MACARCHUK | SENIOR VICE PRESIDENT, SECRETARY, CHIEF LEGAL OFFICER | SAN FRANCISCO, CA |
| Bryant Robert | SENIOR VICE PRESIDENT, SECRETARY, CHIEF LEGAL OFFICER | Greenwich, CT |
| Edward Crosby Johnson Iv | ELECTED MANAGER | — |
| Abigail Pierrepont Johnson | CHAIRMAN OF THE BOARD, DIRECTOR; ELECTED MANAGER | — |
| Michael Engber Wilens | ELECTED MANAGER | — |
| Stephen Charles Neff | ELECTED MANAGER | — |
| Christopher John Rimmer | HEAD OF ASSET MANAGEMENT FINANCE, TREASURER | — |
| Stephanie Jean Brown | CHIEF COMPLIANCE OFFICER | — |
| Bart Alexander Grenier | PRESIDENT, HEAD OF ASSET MANAGEMENT | — |
| Timothy Michael Cohen | CO-HEAD EQUITY | — |
| Peter Simon Lynch | VICE CHAIRMAN, DIRECTOR | — |
| Harley Jay Lank | HEAD OF HIGH INCOME | — |
| Jason Philip Pogorelec | COMPLIANCE OFFICER | — |
| Christopher Michael Gouveia | COMPLIANCE OFFICER | — |
| Robin Lee Foley | HEAD OF FIXED INCOME | — |
| Peter Brian Enyeart | CO-HEAD OF EQUITY | — |
| Melissa Marie Reilly | CO-HEAD OF EQUITY | — |
| Pam Ruddick Holding | CO-HEAD EQUITY | — |
| LAWRENCE JAMES A | SENIOR VICE PRESIDENT, HEAD OF HIGH INCOME DIVISION | — |
| JOHNSON ANDREW P | CHAIRMAN OF THE BOARD, DIRECTOR; DIRECTOR | — |
| O'HANLEY RONALD PHILIP | PRESIDENT OF ASSET MANAGEMENT AND CORPORATE SERVICES | — |
| KNOX FRANCIS VINCENT | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | — |
| RATHGEBER KENNETH ALAN | CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2022-10-04 | regulatory | THE SECURITIES AND EXCHANGE BOARD OF INDIA (SEBI) HAS ISSUED A NOTICE TO FIDELITY MANAGEMENT & RESEARCH COMPANY LLC (FMR CO.) REGARDING POTENTIAL VIOLATIONS OF VARIOUS PROVISIONS OF THE SEBI (FPI) REGULATIONS, RELATED TO LICENSING AND REGISTRATION MATTERS ARISING OUT OF THE MERGER OF FIDELITY INVEST… | Final | $122K |
| 2020-05-22 | regulatory | ON MAY 22, 2023, FMR LLC, THE REGISTRANT'S ULTIMATE PARENT COMPANY, RECEIVED NOTICE FROM THE HELLENIC CAPITAL MARKET COMMISSION ("HCMC") THAT FMR LLC FAILED TO NOTIFY THE HCMC AND THE ISSUING COMPANY OF A CHANGE IN SHAREHOLDINGS IN A GREEK COMPANY IN A TIMELY MANNER. THE NOTIFICATION WAS MADE THREE… | Final | — |
| 2018-05-21 | regulatory | ON MAY 21, 2018, FMR LLC, THE REGISTRANT'S ULTIMATE PARENT COMPANY, RECEIVED NOTICE FROM SWEDEN'S FINANSINSPEKTIONEN (THE "SFSA") THAT THE SFSA WAS ISSUING A FINE, EQUIVALENT TO APPROXIMATELY US$40,000, AGAINST FMR LLC BASED ON A FINDING THAT A NOTIFICATION OF A CHANGE IN SHAREHOLDINGS IN A SWEDISH… | Final | $40K |
| 2017-02-28 | regulatory | ON FEBRUARY 28, 2017, FMR LLC, THE REGISTRANT'S ULTIMATE PARENT COMPANY, RECEIVED NOTICE FROM SWEDEN'S FINANSINSPEKTIONEN (THE "SFSA") THAT THE SFSA WAS ISSUING A FINE, EQUIVALENT TO APPROXIMATELY US$1,700, AGAINST FMR LLC BASED ON A FINDING THAT A NOTIFICATION OF A CHANGE IN SHAREHOLDINGS IN A SWED… | Final | $2K |
| 2014-04-21 | regulatory | ON APRIL 21, 2014,FMR LLC, THE REGISTRANT'S ULTIMATE PARENT COMPANY, RECEIVED NOTICE FROM THE HELLENIC REPUBLIC CAPITAL MARKET COMMISSION (THE "HCMC") THAT THE HCMC WAS ISSUING A FINE, EQUIVALENT TO APPROXIMATELY $6,300, AGAINST FMR LLC BASED ON A FINDING THAT, IN 2007, FMR LLC, FOR SHARES HELD BY C… | Final | $6K |
| 2014-02-24 | regulatory | ON FEBRUARY 24, 2014, FMR LLC, THE REGISTRANT'S ULTIMATE PARENT COMPANY, RECEIVED NOTICE FROM SWEDEN'S FINANSINSPEKTIONEN (THE "SFSA") THAT THE SFSA WAS ISSUING A FINE, EQUIVALENT TO APPROXIMATELY US$9,000, AGAINST FMR LLC BASED ON A FINDING THAT A NOTIFICATION OF A CHANGE IN SHAREHOLDINGS IN A SWED… | Final | $9K |
| 2013-12-19 | regulatory | ON APRIL 14, 2014, FMR LLC, THE REGISTRANT'S ULTIMATE PARENT COMPANY, RECEIVED NOTICE FROM LUXEMBOURG'S COMMISSION DE SURVEILLANCE DU SECTEUR FINANCIER (THE "CSSF") THAT THE CSSF WAS ISSUING AN ADMINISTRATIVE FINE OF APPROXIMATELY US$5,000 AGAINST FMR LLC BASED ON THE FINDING THAT FMR LLC, FOR SHARE… | Final | $5K |