SOVEREIGN ASSET MANAGEMENT

SOVEREIGN ASSET MANAGEMENT is an SEC-registered investment adviser (CRD 108305). Regulatory assets under management: $67.5M.

Registration

Business model

Compensation: % of AUM, Hourly, Fixed.

Clients served: High net worth, Pooled vehicles, Corporations.

Officers, owners & control persons (1)

NameRoleLocation
SAZDANOFF DONALD LOUISCHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER—

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