FINANCIAL MANAGEMENT, INC.

FINANCIAL MANAGEMENT, INC. of LITTLE ROCK, AR is an SEC-registered investment adviser (CRD 108350). Regulatory assets under management: $224.5M.

Registration

Business model

Compensation: % of AUM, Hourly, Fixed.

Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Other.

Officers, owners & control persons (15)

NameRoleLocation
Harold Franklin GrubbsPRESIDENT; PRESIDENT/ CIO
Jessica Lynne WallaceCHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER/ VICE PRESIDENT; CHIEF COMPLIANCE OFFICER/VICE PRESIDENT/CHIEF OPERATING OFFICER
Joseph Parrott BumpersCHIEF FINANCIAL OFFICER
Damon Christian MeyerCHIEF EXECUTIVE OFFICER
Timothy Alan CoonCHIEF FINANCIAL OFFICER
BOLING CHARLES HERBERTPRESIDENT/DIRECTOR
GRUBBS HAROLD FRANKLINCHAIRMAN/DIRECTOR; CHIEF COMPLIANCE OFFICER; PRESIDENT (+2 more)
ROGERS SUSAN GERALDINESECRETARY/TREASURER; VICE PRESIDENT/SECRETARY
GRUBBS CYNTHIA LVICE PRESIDENT
GRUBBS BRANDON HEATHCHIEF INVESTMENT OFFICER; VICE PRESIDENT
BUMPERS JOSEPH PARROTTCHIEF FINANCIAL OFFICER
WALLACE JESSICA LYNNECHIEF COMPLIANCE OFFICER
CLAY DENNIS CHARLESCHIEF EXECUTIVE OFFICER
James John StocktonCHIEF INVESTMENT OFFICER
Joseph Michael PerroneCHIEF INVESTMENT OFFICER

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