S3, INC of MINNEAPOLIS, MN is an SEC-registered investment adviser (CRD 108401). Regulatory assets under management: $88.8M.
Compensation: % of AUM, Hourly.
Clients served: Individuals, High net worth.
| Name | Role | Location |
|---|---|---|
| SHERMAN MARK DOUGLAS | CHIEF EXECUTIVE OFFICER AND SHARE HOLDER; CHIEF EXECUTIVE OFFICER / SHARE HOLDER / CHIEF COMPLIANCE OFFICER | — |
| SHERMAN THOMAS A | CHIEF FINANCIAL OFFICER AND SHARE HOLDER | — |