BRAVE ASSET MANAGEMENT, INC.

BRAVE ASSET MANAGEMENT, INC. of SUMMIT, NJ is an SEC-registered investment adviser (CRD 108512). Regulatory assets under management: $624.3M.

Registration

Business model

Compensation: % of AUM.

Clients served: High net worth, Pensions.

Officers, owners & control persons (7)

NameRoleLocation
Thomas Brett HaireCHAIRMAN AND SECRETARY-TREASURER
Scott Anthony MorrisonPRESIDENT
James Patrick HaireCHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER
BUNTING DAVID GARDNERCHAIRMAN; CHAIRMAN/SECRETARY-TREASURER; OWNER
HAIRE THOMAS BRETTCHAIRMAN AND SECRETARY-TREASURER; CHAIRMAN/CHIEF COMPLIANCE OFFICER/SECRETARY-TREASURER; PRESIDENT (+2 more)
MORRISON SCOTT ANTHONYDIRECT OWNER; MANAGING DIRECTOR; MANAGING DIRECTOR/CHIEF INVESTMENT OFFICER (+2 more)
HAIRE JAMES PATRICKCHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER; CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER

Disclosures (2)

InitiatedTypeAllegationsStatusAmount
civil
civilTHE CASE WAS DISMISSED WITHOUT SETTLEMENTFinal

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