MIO PARTNERS, INC. of NEW YORK, NY is an SEC-registered investment adviser (CRD 108637). Regulatory assets under management: $59.6B.
Compensation: % of AUM, Fixed, Performance.
Clients served: Individuals, Charities, Investment cos, Other.
Showing 25 of 84 people.
| Name | Role | Location |
|---|---|---|
| Gunnar Pritsch | PRESIDENT AND CHIEF OPERATING OFFICER | New York, NY |
| Casey Sinclair Lipscomb | GENERAL COUNSEL AND SECRETARY | — |
| Gordon Robert Halyburton Orr | DIRECTOR | — |
| Matthew Charles Kelly | CHIEF FINANCIAL OFFICER | — |
| Toos Noshir Daruvala | DIRECTOR | — |
| Timothy Patrick Flynn | DIRECTOR | — |
| Christine Maureen Cumming | DIRECTOR | — |
| Michael Themistocles Patsalos-Fox | DIRECTOR | — |
| Barry Lee Zubrow | DIRECTOR | — |
| Helena Louise Morrissey | DIRECTOR | — |
| David Jakob Blumer | DIRECTOR | — |
| Nirmal Prabhakar Narvekar | DIRECTOR | — |
| Basil Constantine Williams | CHIEF EXECUTIVE OFFICER | — |
| Patience Betty Ball | DIRECTOR | — |
| Kathleen Ann Hughes Bettencourt | DIRECTOR | — |
| Mark Daniel Salzberg | CHIEF COMPLIANCE OFFICER | — |
| Charles Howard Noski | DIRECTOR | — |
| David Franklin Azad | CO-CHIEF INVESTMENT OFFICER | — |
| Kevin Francis Clancy | CO-CHIEF INVESTMENT OFFICER | — |
| TALARICO GUY | CHIEF COMPLIANCE OFFICER | — |
| COLEY JAMES CRAIG | DIRECTOR | — |
| HUNT TIMOTHY DAVID | DIRECTOR | — |
| WILLIAMS BASIL CONSTANTINE | CHIEF EXECUTIVE OFFICER | — |
| CHUN LISA | CHIEF COMPLIANCE OFFICER | — |
| WILLIAMS DAVID H | CHIEF TECHNOLOGY OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2021-11-19 | regulatory | MIO, WITHOUT ADMITTING OR DENYING ANY WRONGDOING, CONSENTED TO THE ENTRY OF AN ORDER BY THE SEC FINDING THAT MIO DID NOT HAVE ADEQUATE WRITTEN POLICIES AND PROCEDURES REASONABLY DESIGNED, TAKING INTO CONSIDERATION THE NATURE OF MIO'S BUSINESS, TO PREVENT THE MISUSE OF MATERIAL NON-PUBLIC INFORMATION… | Final | $18.0M |