CHUN LISA appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. CHUN LISA appears on 6 filing roles across Form ADV (6).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | ELLINGTON MANAGEMENT GROUP, L.L.C. | CHIEF COMPLIANCE OFFICER AND ASST COUNSEL | OLD GREENWICH, CT |
| — | Form ADV | DUKE FUNDING MANAGEMENT, L.L.C. | CHIEF COMPLIANCE OFFICER AND ASSISTANT COUNSEL | OLD GREENWICH, CT |
| — | Form ADV | BROADRIVER ASSET MANAGEMENT, L.P. | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | ELLINGTON GLOBAL ASSET MANAGEMENT, LLC | CHIEF COMPLIANCE OFFICER AND ASST COUNSEL | OLD GREENWICH, CT |
| — | Form ADV | MIO PARTNERS, INC. | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | SOUND BEACH LOAN MANAGEMENT, LLC | CHIEF COMPLIANCE OFFICER AND ASSISTANT COUNSEL | OLD GREENWICH, CT |