CLARION PARTNERS, LLC of NEW YORK, NY is an SEC-registered investment adviser (CRD 108803). Regulatory assets under management: $73.7B.
Compensation: % of AUM, Fixed, Performance, Other.
Clients served: Pooled vehicles, Charities, Investment cos.
Showing 25 of 38 people.
| Name | Role | Location |
|---|---|---|
| INDRANEEL KARLEKAR | MANAGING DIRECTOR | New York, NY |
| Ralph J Belford | CHIEF INVESTMENT OFFICER | New York, NY |
| Jeffrey Hugh Macdonnell | CHIEF MARKETING OFFICER | — |
| David Joseph Gilbert | CHIEF EXECUTIVE OFFICER | — |
| Susan Marie Boccardi | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | — |
| Heather Brown Hopkins | CHIEF FINANCIAL OFFICER | — |
| Susan M Ansel | EXECUTIVE BOARD MEMBER | — |
| Jonathan Gelb | EXECUTIVE BOARD MEMBER | — |
| Kimberly Adams | MANAGING DIRECTOR | New York, NY |
| Joshua Harris Pristaw | PRESIDENT | — |
| John Dayton Conklin | EXECUTIVE BOARD MEMBER | — |
| Craig Richard Tagen | HEAD OF PORTFOLIO MANAGEMENT & SEPARATE ACCOUNTS | — |
| David Thomas Confer | EXECUTIVE BOARD MEMBER | — |
| LATIMER DALE P | HEAD OF SEPARATELY MANAGED ACCOUNTS | — |
| FURNARY STEPHEN J | EXECUTIVE OFFICER | — |
| CORDES C STEPHEN | CHIEF OPERATING OFFICER; EXECUTIVE OFFICER | — |
| BARCLAY JEFFREY A | EXECUTIVE OFFICER | — |
| ZAPPULLA PETER H | EXECUTIVE OFFICER; EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER | — |
| TULLY PATRICK JAMES | CHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER & INTERIM CHIEF COMPLIANCE OFFICER; DIRECTOR OF FINANCE | — |
| HANSEN STEPHEN BERNARD | EXECUTIVE OFFICER | — |
| GROSSMAN CHARLES | EXECUTIVE OFFICER | — |
| FURNARY STEPHEN JOEL | CHIEF EXECUTIVE OFFICER; EXECUTIVE CHAIRMAN; NON-EXECUTIVE CHAIRMAN & DIRECTOR | — |
| VEENHUYSEN ARNOLDUS WILHELM | EXECUTIVE OFFICER | — |
| WEISZ JOHN A | EXECUTIVE OFFICER | — |
| HANSEN STEPHEN B | EXECUTIVE OFFICER; HEAD OF SEPERATELY MANAGED ACCOUNTS | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2023-11-01 | civil | THE DISTRICT OF COLUMBIA (THE "DISTRICT") ALLEGED THAT REALPAGE, INC. ("REALPAGE") AND FOURTEEN PROPERTY MANAGEMENT FIRMS, INCLUDING GABLES RESIDENTIAL SERVICES, INC. ("GABLES"), RAISED RENTS BASED ON RENTS SET BY REALPAGE'S TECHNOLOGY AND AGREED TO EXCHANGE RELATED DATA IN VIOLATION OF D.C. CODE §§… | Pending | — |
| 2018-08-27 | regulatory | ON AUGUST 27, 2018, THE SEC ISSUED AN ORDER THAT FOUND THAT LEGG MASON HAD VIOLATED SECTION 13(B)(2)(B) OF THE SECURITIES EXCHANGE ACT OF 1934 BY FAILING TO DEVISE AND MAINTAIN A SYSTEM OF APPROPRIATE INTERNAL ACCOUNTING CONTROLS WITH RESPECT TO THE USE OF INTRODUCING BROKERS AND OTHER INTERMEDIARIE… | Final | — |