VOYA INVESTMENT MANAGEMENT LLC

VOYA INVESTMENT MANAGEMENT LLC of ATLANTA, GA is an SEC-registered investment adviser (CRD 108934). Regulatory assets under management: $38.8B.

Registration

Business model

Compensation: % of AUM, Other.

Clients served: High net worth, Pooled vehicles, Charities, Corporations, Investment cos.

Officers, owners & control persons (65)

Showing 25 of 65 people.

NameRoleLocation
McInerney W JosephDIRECTORStamford, CT
Amir Nmn SahibzadaCHIEF RISK OFFICER & MANAGING DIRECTOR
Matthew Nmn TomsCHIEF EXECUTIVE OFFICER & SENIOR MANAGING DIRECTOR
Huey Paul FalgoutHEAD OF IM LEGAL & MANAGING DIRECTOR
Micheline Suzanne FaverCHIEF COMPLIANCE OFFICER & MANAGING DIRECTOR
Michael Hubertus PetersCHIEF OPERATING OFFICER & SENIOR MANAGING DIRECTOR
Markus Nmn WolffCHIEF FINANCIAL OFFICER & MANAGING DIRECTOR
Eric Andrew SteinCHIEF INVESTMENT OFFICER & SENIOR MANAGING DIRECTOR; HEAD OF INVESTMENTS, CHIEF INVESTMENT OFFICER, FIXED INCOME & SENIOR MANAGING DIRECTOR
Tiffani Anne PotestaHEAD OF DISTRIBUTION & SENIOR MANAGING DIRECTOR
Vincent Joseph CostaCHIEF INVESTMENT OFFICER OF EQUITIES & SENIOR MANAGING DIRECTOR
BROWNE DALE ROBERTSENIOR VICE PRESIDENT AND HEAD OF PROPRIETARY INVESTMENTS
FALGOUT HUEY PAULHEAD OF IM LEGAL & MANAGING DIRECTOR; MANAGING DIRECTOR - HEAD OF IM LEGAL
MATHEWS SHAUN PATRICKDIRECTOR; DIRECTOR AND EXECUTIVE VICE PRESIDENT; DIRECTOR AND SENIOR MANAGING DIRECTOR
COSTA CHARLES JOSEPHCHIEF INVESTMENT OFFICER OF EQUITIES & SENIOR MANAGING DIRECTOR; CO-CHIEF INVESTMENT OFFICER OF EQUITIES & SENIOR MANAGING DIRECTOR
FOX JAMES SCOTTCHIEF OPERATING OFFICER, DIRECTOR; COO, DIRECTOR; DIRECTOR, VICE CHAIRMAN AND CHIEF OPERATING OFFICER, ING INVESTMENT MANAGEMENT AMERICAS
GIBSON THOMAS FRANCISSENIOR VICE PRESIDENT AND COO
CRISPIN ROBERT WILLIAMDIRECTOR AND CHAIRMAN; PRESIDENT AND DIRECTOR, CHAIRMAN AND CHIEF EXECUTIVE OFFICER, ING INVESTMENT MANAGEMENT AMERICAS; PRESIDENT CIO & DIRECTOR (+2 more)
JORDAHL MARK STEVENPRESIDENT & CIO
WITTICH JAMES VERNONSENIOR VICE PRESIDENT
LINS GERALD THOMASMANAGING DIRECTOR; MANAGING DIRECTOR AND GENERAL COUNSEL; SENIOR VICE PRESIDENT AND GENERAL COUNSEL (+2 more)
BECKER JEFFREY TODDCFO; CHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER, ING INVESTMENT MANAGEMENT AMERICAS (+2 more)
NELSON III FREDRIC ARMSTRONGDIRECTOR, VICE CHAIRMAN AND CHIEF INVESTMENT OFFICER; VICE CHAIRMAN AND CHIEF INVESTMENT OFFICER, ING INVESTMENT MANAGEMENT AMERICAS; VICE CHAIRMAN & CHIEF INVESTMENT OFFICER
GIOFFRE MICHAEL JOSEPHCHIEF COMPLIANCE OFFICER; SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER; SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER, ING INVESTMENT MANAGEMENT AMERICAS
MCGREEVEY GREGORY GEXECUTIVE VICE PRESIDENT
WEBER MARK DONALDDIRECTOR; DIRECTOR AND EXECUTIVE VICE PRESIDENT; DIRECTOR AND SENIOR MANAGING DIRECTOR

Disclosures (4)

InitiatedTypeAllegationsStatusAmount
2016-04-04regulatoryTHE SEC SETTLEMENT ORDER CONTAINED THE FOLLOWING FINDINGS, WHICH VOYA INVESTMENT, LLC ("VIL") NEITHER ADMITTED NOR DENIED: (1) THE SECURITIES LENDING PRACTICES OF VIL RELATING TO ITS INSURANCE-DEDICATED FUNDS (THE "FUNDS") INCLUDED CALLING BACK LOANED SECURITIES IN ADVANCE OF THE DIVIDEND RECORD DAT…Final$3.6M

Branch offices (11)

CityStateEmployeesPhone
NEW YORKNY61212-309-8200
SCOTTSDALEAZ28480-477-3000
SAN DIEGOCA25(800) 334-3444
SAN DIEGOCA25(800) 334-3444
SAN FRANCISCOCA11(800) 334-3444
SAN FRANCISCOCA11(800) 334-3444
WESTPORTCT5(800) 334-3444
WESTPORTCT5(800) 334-3444
WINDSORCT3860-580-2517
PORTLANDOR2(800) 334-3444
PORTLANDOR2(800) 334-3444

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